Hedge Fund Database

MTC WEALTH MANAGEMENT

MTC WEALTH MANAGEMENT LLC Legal Name

Adviser information for MTC WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $313.6M
Non-Discretionary 0 $0
Total 3 $313.6M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers <5 $313.6M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-117300
SEC ERA File Number 801-117300
SEC CIK Numbers 1821455
SEC CRD Numbers 305308
Legal Entity Identifier None

Principal Office

14055 RIVEREDGE DR. SUITE 525
TAMPA
FL
United States
Monday - Friday, 8:30 AM - 5:30 PM (EST)
Tel: 888-727-9191, Fax: None

Websites

mtcwealthmanagement.com/

Chief Compliance Officer

PARASTU PERSIA SHOKOOHI
VICE PRESIDENT
14055 RIVEREDGE DR. SUITE 525
TAMPA
FL
United States
Tel: 813-386-8708
(Full email address available in API data)

Regulatory Contact

NEIL PHILIP ARCHIBALD
EXECUTIVE VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL
14055 RIVEREDGE DR. SUITE 525
TAMPA
FL
United States
Tel: 813-386-8707
(Full email address available in API data)

Industry Affiliates

MEMBERS TRUST COMPANY Banking or thrift institutionTrust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MEMBERS TRUST COMPANY, FSB Domestic Entity – SOLE PROPRIETOR 05/2019 > 75%
ARCHIBALD, NEIL, PHILLIP Individual – CHIEF ADMINISTRATIVE OFFICER, GENERAL COUNSEL 05/2019 < 5%
SHOKOOHI, PARASTU, PERSIA Individual – CHIEF COMPLIANCE OFFICER 05/2023 < 5%
LAKO, KENNETH, ERIC Individual – CHIEF EXECUTIVE OFFICER 04/2023 < 5%
BRADDOCK, KATHERINE, JOHNSON Individual – SVP, MANAGING DIRECTOR OF INVESTMENTS 01/2023 < 5%
Appel, Stephen, Leslie Individual – DIRECTOR 11/2019 < 5%
RICH, JONATHAN, DYCKMAN Individual – DIRECTOR 11/2019 < 5%
MOSER, ROBERT, MICHAEL Individual – DIRECTOR 07/2023 < 5%
STOKES, JEFFREY, R Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 07/2023
RICH, JONATHAN, DYCKMAN Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 01/2005
MOSER, ROBERT, MICHAEL Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 07/2023
Appel, Stephen, Leslie Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 05/2018
Purdy, James, Anthony Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 05/2020
Mckay Bass, Melva Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 05/2017
TREXLER, SARA, WILLIAMS Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 05/2021
YOUNG, DIANE Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 11/2020
LAKO, KENNETH, ERIC Individual MEMBERS TRUST COMPANY, FSB CHIEF EXECUTIVE OFFICER 04/2023
ARCHIBALD, NEIL, PHILLIP Individual MEMBERS TRUST COMPANY, FSB GENERAL COUNSEL 01/2005
ODONNELL, BARBARA, B Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 08/2007
ODONNELL, BARBARA, B Individual – DIRECTOR 11/2019 < 5%
CHONG, PAUL, JOSEPH Individual – DIRECTOR 10/2023 < 5%
CHONG, PAUL, JOSEPH Individual MEMBERS TRUST COMPANY, FSB DIRECTOR 10/2023

No. Employees, Historic

2010020192020202120222023202420253 on 8/7/20199 on 1/3/20209 on 1/3/20209 on 2/12/20209 on 6/17/202010 on 3/26/20219 on 7/28/20219 on 7/28/20219 on 3/7/20229 on 12/7/20229 on 3/25/20239 on 7/6/20238 on 7/6/20238 on 7/18/20239 on 8/31/20239 on 11/27/202314 on 3/29/2024

RAUM, Historic

400M200M0202020212022202320242025178273546 on 1/3/2020178273546 on 1/3/2020180368647 on 2/12/2020180368647 on 6/17/2020230887044 on 3/26/2021265838414 on 7/28/2021265838414 on 7/28/2021287950998 on 3/7/2022287950998 on 12/7/2022194609455 on 3/25/2023194609455 on 7/6/2023194609455 on 7/6/2023194609455 on 7/18/2023213481275 on 8/31/2023213481275 on 11/27/2023313622881 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420250 on 8/7/20191163 on 1/3/20201163 on 1/3/20201172 on 2/12/20201172 on 6/17/20201 on 3/26/20212 on 7/28/20212 on 7/28/20212 on 3/7/20222 on 12/7/20222 on 3/25/20232 on 7/6/20232 on 7/6/20232 on 7/18/20233 on 8/31/20233 on 11/27/20233 on 3/29/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
INVESCO EXCHANGE TRADED FD T ETF 9M 56K –
ISHARES TR ETF 9M 116K –
ISHARES TR ETF 4M 71K –
ISHARES TR ETF 21M 229K –
ISHARES TR ETF 18M 253K –
ISHARES INC ETF 16M 299K –
ISHARES TR ETF 11M 180K –
ISHARES TR ETF 6M 58K –
ISHARES TR ETF 44M 449K –
ISHARES TR ETF 9M 89K –
SPDR S&P 500 ETF TR ETF 29M 54K –
VANGUARD INDEX FDS ETF 2M 7K –
VANGUARD INDEX FDS ETF 3M 11K –
VANGUARD INDEX FDS ETF 28M 172K –