BLUE SUMMIT WEALTH MANAGEMENT
BLUE SUMMIT FINANCIAL GROUP, INC. Legal Name
Adviser information for BLUE SUMMIT WEALTH MANAGEMENT last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 607 | $172.0M |
| Non-Discretionary | 0 | $0 |
| Total | 607 | $172.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $51.1M |
| HNW Individuals | 70 | $120.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $276,280 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117302 |
|---|---|
| SEC ERA File Number | 801-117302 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148782 |
| Legal Entity Identifier | None |
Principal Office
9001 GROSSMONT BLVD#718
LA MESA
CA
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: 619-698-4330, Fax: 619-698-0430
Chief Compliance Officer
ALLEN TRIM
PARTNER
9001 GROSSMONT BLVD. STE # 718
LA MESA
CA
United States
Tel:
(619) 698-4330
A****@*******************M
(Full email address available in API data)
Regulatory Contact
JUDITH SEID
PARTNER
9001 GROSSMONT BLVD. STE # 718
LA MESA
CA
United States
Tel:
(619) 698-4330
J***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEID, JUDITH, LYNN | Individual | – | PARTNER | 01/2006 | 10-25% |
| TRIM, ALLEN, BRADLEY | Individual | – | PARTNER / CHIEF COMPLIANCE OFFICER | 05/2018 | 50-75% |
| SEID, ROBERT, GORDON | Individual | – | PARTNER/CO-OWNER | 01/2019 | 25-50% |