HUNTER LEWIS LLC
Adviser information for HUNTER LEWIS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $253.9M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $253.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $7.7M |
| HNW Individuals | <5 | $19.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $26.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $198.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-117308 |
|---|---|
| SEC ERA File Number | 801-117308 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304985 |
| Legal Entity Identifier | None |
Principal Office
4503 MOUNT AIR FARMCROZET
VA
United States
Monday - Friday, 9-5
Tel: 434-996-0370, Fax: None
Chief Compliance Officer
HUNTER LEWIS
CHIEF EXECUTIVE OFFICER, LLC MANAGER
4795 MOUNT AIR FARM
CROZET
VA
United States
Tel:
434-409-0934
H******@*****************M
(Full email address available in API data)
Regulatory Contact
ILA KIMATA
DIRECTOR OF OPERATIONS, COMPLIANCE OFFICER
1857 RHETT CT
CHARLOTTESVILLE
VA
United States
Tel:
434-996-0309
I******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GIBSON MOUNTAIN LLC | MARKETABLE EMERGING MARKET SECURITIES | $1.1M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEWIS, HENRY, HUNTER | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, LLC MANAGER | 07/2018 | < 5% |
| THE HUNTER LEWIS 2013 TRUST | Domestic Entity | – | OWNER | 07/2018 | > 75% |
| ROMERO, MOISES, ANTONIO | Individual | – | TRUSTEE FOR THE HUNTER LEWIS 2013 TRUST, THE SOLE OWNER OF HUNTER LEWIS LLC | 03/2021 | < 5% |
| ROMERO, MOISES, ANTONIO | Individual | THE HUNTER LEWIS 2013 TRUST | TRUSTEE OF OWNER | 03/2021 | |
| Hufnagel, Peter, Edward | Individual | – | TRUSTEE FOR THE HUNTER LEWIS 2013 TRUST, THE SOLE OWNER OF HUNTER LEWIS LLC | 07/2022 | < 5% |
| Hufnagel, Peter, Edward | Individual | THE HUNTER LEWIS 2013 TRUST | TRUSTEE OF OWNER | 07/2022 |