TIMECAPITAL INVESTOR ADVISORY SERVICES INC
Adviser information for TIMECAPITAL INVESTOR ADVISORY SERVICES INC last updated from Form ADV on June 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 273 | $102.1M |
| Non-Discretionary | 290 | $138.3M |
| Total | 563 | $240.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $43.6M |
| HNW Individuals | 80 | $181.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $15.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsASSET ALLOCATION |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| TC WRAP PROGRAM | TIMECAPITAL INVESTOR ADVISORY SERVICES, INC. |
Identifiers
| SEC RIA File Number | 801-11732 |
|---|---|
| SEC ERA File Number | 801-11732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 105672 |
| Legal Entity Identifier | None |
Principal Office
ONE ROOSEVELT AVENUEPORT JEFFERSON STATION
NY
United States
Monday - Friday, 9:OO AM TO 5:00 PM
Tel: 631-331-1400, Fax: 631-331-1407
Websites
Chief Compliance Officer
ALEXANDER ROHMAN
PRESIDENT, COMPLIANCE OFFICER
ONE ROOSEVELT AVENUE
PORT JEFFERSON STATION
NY
United States
Tel:
631-331-1400
Fax:
631-331-1407
A******@**************M
(Full email address available in API data)
Industry Affiliates
| TIMECAPITAL SECURITIES CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROHMAN, ALEX, JOHN | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR | 01/2021 | > 75% |