LGG FINANCIAL
THE LUTS & GREENLEIGH GROUP, INC. Legal Name
Adviser information for LGG FINANCIAL last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 744 | $483.3M |
| Non-Discretionary | 15 | $9.4M |
| Total | 759 | $492.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 155 | $51.9M |
| HNW Individuals | 137 | $438.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $13,472 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 300 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 482.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LGG FINANCIAL WRAP FEE PROGRAM | LGG FINANCIAL |
Identifiers
| SEC RIA File Number | 801-117324 |
|---|---|
| SEC ERA File Number | 801-117324 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305002 |
| Legal Entity Identifier | None |
Principal Office
7200 WISCONSIN AVENUESUITE 300
BETHESDA
MD
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 301-312-6660, Fax: 301-560-8560
Websites
Chief Compliance Officer
DAVID GREENLEIGH
PARTNER
7200 WISCONSIN AVENUE
SUITE 300
BETHESDA
MD
United States
Tel:
301-312-6660
D***************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREENLEIGH, DAVID, MICHAEL | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 08/2019 | 50-75% |
| LUTS, BRIAN, CRAIG | Individual | – | PARTNER | 08/2019 | 50-75% |