MARINER PLATFORM SOLUTIONS
MARINER PLATFORM SOLUTIONS, LLC Legal Name
Adviser information for MARINER PLATFORM SOLUTIONS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 102 |
|---|---|
| Investment Advisory/Research | 83 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 83 |
| Licensed Agents of an Insurance Company | 13 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8,026 | $3.9B |
| Non-Discretionary | 776 | $443.1M |
| Total | 8,802 | $4.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,326 | $529.5M |
| HNW Individuals | 1,011 | $3.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.0M |
| Charitable organizations | <5 | $7.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 25 | $35.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 41 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 2500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
5700 WEST 112TH STREETSUITE 500
OVERLAND PARK
KS
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 650-571-1934, Fax: 913-904-5701
Websites
www.facebook.com/marinerplatformsolutions
mayswealthmanagement.com
oceanpath.com
wealthwithoptions.com
oceanheightsadvisors.com
investtax.com
konafinancialplanning.com
branchpartners.com/
twitter.com/adviceperiod
www.linkedin.com/company/ocean-heights-advisors
www.facebook.com/105147852118698
www.linkedin.com/company/adviceperiod/
thepaceway.com/
www.youtube.com/channel/uc9c_seqix4gvl8zyltygj-a
www.youtube.com/channel/uckks-h_1qjhhld1wbbv5vsg/
www.linkedin.com/company/mariner-platform-solutions
www.facebook.com/adviceperiodllc/
www.instagram.com/adviceperiod_llc
www.linkedin.com/company/kona-financial-planning
confluencewealthmanagement.com
www.facebook.com/114252717564423
www.marineradvisornetwork.com
adviceperiod.com
www.linkedin.com/company/branch-partners
sidebaradvisors.com/
www.linkedin.com/company/mariner-advisor-network/
monarchprivatewealthgroup.com
narrowgatewm.com
precisewealth.com
marinerplatform.com
carbonwa.com
exit59advisory.com
fortitudefinancialpartners.com
imperiowealthadvisors.com
infinitywealthco.com
intersectwealth.com
maurocm.com
paxsfinancialadvisors.com
rollinghillsadvisors.com
totalwealthservices.com
vailcap.com
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wwww.linkedin.com/in/erin-zylka-kona
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twitter.com/dnoosinow
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twitter.com/rayprospero
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www.linkedin.com/in/jim-shagawat
www.linkedin.com/in/laurelmann
www.linkedin.com/in/kimberlyclouse
twitter.com/js_adviceperiod
www.facebook.com/171187502752400
www.facebook.com/232453733274880
www.facebook.com/898646070526988
www.facebook.com/109634277195999
kmwealthadvisors.com
www.connectwealthgroup.com/
Chief Compliance Officer
HEATHER AUGUSTINE
VICE PRESIDENT
5700 W 112TH STREET
SUITE 500
OVERLAND PARK
KS
United States
Tel:
913-904-5670
Fax:
913-904-5701
H****************@****************M
(Full email address available in API data)
Regulatory Contact
ANNE DORIAN
GENERAL COUNSEL
5700 W 112TH STREET
SUITE 500
OVERLAND PARK
KS
United States
Tel:
913-387-2701
Fax:
913-904-5701
A**********@****************M
(Full email address available in API data)
Industry Affiliates
| 1248 PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BAYSTATE WEALTH MANAGEMENT | Other investment adviser, including financial planners |
| FLYOVER CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARINER | Accountant or accounting firm |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC | Other investment adviser, including financial planners |
| MARINER INSURANCE RESOURCES, LLC | Insurance company or agency |
| MARINER TRUST COMPANY, LLC | Trust company |
| MARINER WEALTH | Other investment adviser, including financial planners |
| MARINER WEALTH ADVISORS | Other investment adviser, including financial plannersAccountant or accounting firmPension consultantSponsor, GP, manager of pooled investment vehicles |
| MARINER WEALTH ADVISORS | Other investment adviser, including financial planners |
| MONTAGE FUND ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MSEC, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| UBIQUITY MANAGEMENT, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BICKNELL, MARTIN, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2019 | < 5% |
| DORIAN, ANNE, JENELLE | Individual | – | GENERAL COUNSEL | 08/2019 | < 5% |
| BICKNELL, CHERYL | Individual | – | CHIEF OPERATING OFFICER | 08/2019 | < 5% |
| RADENBERG, KATRINA, DELORES | Individual | – | CHIEF INVESTMENT OFFICER | 08/2019 | < 5% |
| MWA MIDCO, LLC | Domestic Entity | MARINER WEALTH ADVISORS, LLC | MANAGER | 06/2021 | |
| GREEN EQUITY INVESTORS VIII L.P. | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MEMBER | 04/2021 | 25-50% |
| MWA HOLDCO, LLC | Domestic Entity | MWA MIDCO, LLC | MANAGER | 06/2021 | |
| GEI VIII MW AGGREGATOR LLC | Domestic Entity | MWA HOLDCO, LLC | MEMBER | 06/2021 | 25-50% |
| PERIDOT COINVEST MANAGER LLC | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MANAGER | 04/2021 | |
| GEI VIII MW BLOCKER LLC | Domestic Entity | GEI VIII MW AGGREGATOR LLC | MEMBER | 04/2021 | 50-75% |
| GEI CAPITAL VIII, LLC | Domestic Entity | GREEN EQUITY INVESTORS VIII L.P. | GENERAL PARTNER | 06/2019 | |
| GREEN EQUITY INVESTORS SIDE VIII L.P. | Domestic Entity | GEI VIII MW BLOCKER LLC | MEMBER | 04/2021 | > 75% |
| GEI CAPITAL VIII, LLC | Domestic Entity | GREEN EQUITY INVESTORS SIDE VIII L.P. | GENERAL PARTNER | 06/2019 | |
| LGP MANAGEMENT, INC. | Domestic Entity | GEI CAPITAL VIII, LLC | MANAGER | 12/2019 | |
| LEONARD GREEN & PARTNERS, L.P. | Domestic Entity | PERIDOT COINVEST MANAGER LLC | MANAGER | 07/2014 | > 75% |
| LGP MANAGEMENT, INC. | Domestic Entity | LEONARD GREEN & PARTNERS, L.P. | GENERAL PARTNER | 06/1996 | |
| EMERALD HOLDINGS II, L.P. | Domestic Entity | LGP FEEDER, L.P. | LIMITED PARTNER | 11/2022 | > 75% |
| THE DANHAKL REVOCABLE TRUST | Domestic Entity | EMERALD HOLDINGS II, L.P. | GENERAL PARTNER | 06/2012 | 25-50% |
| DANHAKL, JOHN, GLENN | Individual | THE DANHAKL REVOCABLE TRUST | TRUSTEE | 10/1997 | |
| THE SOKOLOFF FAMILY TRUST | Domestic Entity | EMERALD HOLDINGS II, L.P. | LIMITED PARTNER | 06/2012 | 25-50% |
| SOKOLOFF, JONATHAN, DAVIS | Individual | THE SOKOLOFF FAMILY TRUST | TRUSTEE | 10/1997 | |
| EMERALD HOLDINGS I, LLC | Domestic Entity | EMERALD HOLDINGS II, L.P. | GENERAL PARTNER | 08/2016 | |
| THE SOKOLOFF FAMILY TRUST | Domestic Entity | EMERALD HOLDINGS I, LLC | MEMBER | 05/2012 | 25-50% |
| THE DANHAKL REVOCABLE TRUST | Domestic Entity | EMERALD HOLDINGS I, LLC | MEMBER | 05/2012 | 25-50% |
| PERIDOT COINVEST MANAGER LLC | Domestic Entity | GEI VIII MW BLOCKER LLC | MANAGER | 04/2021 | |
| MARINER ADVISOR NETWORK, LLC | Domestic Entity | – | MANAGING MEMBER | 03/2023 | > 75% |
| MARINER WEALTH ADVISORS, LLC | Domestic Entity | MARINER ADVISOR NETWORK, LLC | MANAGING MEMBER | 03/2023 | > 75% |
| LGP FEEDER, L.P. | Domestic Entity | LEONARD GREEN & PARTNERS, L.P. | LIMITED PARTNER | 11/2022 | 50-75% |
| BICKNELL, MARTIN, CHRISTOPHER | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| BICKNELL, CHERYL, RENEE | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| HENSON, GARY, PAUL | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| SOKOLOFF, JONATHAN, DAVIS | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| SEIFFER, JONATHAN, ADAM | Individual | MWA HOLDCO, LLC | ELECTED MANAGER | 07/2021 | |
| AUGUSTINE, HEATHER, DAWN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| HANAU, JENNIFER, LEIGH | Individual | – | NATIONAL MANAGING DIRECTOR | 01/2024 | < 5% |