LAKE ROAD ADVISORS, LLC
Adviser information for LAKE ROAD ADVISORS, LLC last updated from Form ADV on January 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $60.4M |
| Non-Discretionary | 5 | $7.6M |
| Total | 115 | $67.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $11.7M |
| HNW Individuals | 64 | $48.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $7.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117338 |
|---|---|
| SEC ERA File Number | 801-117338 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 281657 |
| Legal Entity Identifier | None |
Principal Office
5 EAST MARKET STREETSUITE 229
CORNING
NY
United States
Monday - Friday, 9AM-5PM
Tel: (607) 438-2914, Fax: None
Chief Compliance Officer
PAUL VINCENT SYDLANSKY
PRESIDENT
5 EAST MARKET STREET
SUITE 229
CORNING
NY
United States
Tel:
(607) 438-2914
P***@*******************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
6900 DELMAR BLVD.
UNIVERSITY CITY
MO
United States
Tel:
925-388-6091
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SYDLANSKY, PAUL, VINCENT | Individual | – | PRESIDENT, CCO & MEMBER | 01/2016 | > 75% |