Hedge Fund Database

DELPHIA

DELPHIA (USA) INC. Legal Name

Adviser information for DELPHIA last updated from Form ADV on September 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 28,895 $187.1M
Non-Discretionary 0 $0
Total 28,895 $187.1M

Clients

Type Number RAUM
Individuals 27,694 $5.9M
HNW Individuals 1,196 $1.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $179.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMSUBSCRIPTION FEE THROUGH MOBILE APPLICATION, PERF. BASED ALLOC.

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 7.2M
Portfolio Manager to Program Sponsor
DELPHIA WRAP FEE PROGRAM DELPHIA

Identifiers

SEC RIA File Number 801-117340
SEC ERA File Number 801-117340
SEC CIK Numbers 1901146
SEC CRD Numbers 305091
Legal Entity Identifier None

Principal Office

501 QUEEN STREET WEST
UNIT 300
TORONTO, ONTARIO
Canada
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: (833) 335-7442, Fax: (647) 729-5725

Websites

delphia.com/ www.linkedin.com/company/delphia-ai/ www.instagram.com/delphia_ai/ www.facebook.com/delphiaai/ www.crunchbase.com/organization/delphia angel.co/company/delphia/ www.reddit.com/r/delphia twitter.com/delphia t.me/joinchat/uyvyzfqf1jxfgua- delphia.substack.com discord.gg/ybjhuytfuh

Chief Compliance Officer

LAWRENCE FLORIO
CHIEF COMPLIANCE OFFICER
501 QUEEN STREET WEST
UNIT 300
TORONTO, ONTARIO
Canada
Tel: 833-335-7442
(Full email address available in API data)

Regulatory Contact

GAUTAM VAIDYANATHAN
GENERAL COUNSEL
501 QUEEN STREET WEST
TORONTO, ONTARIO
Canada
Tel: (833) 335-7442
(Full email address available in API data)

Industry Affiliates

DELPHIA CANADIAN FUND GENERAL PARTNER LTD. Sponsor, GP, manager of pooled investment vehicles
DELPHIA CAYMAN GENERAL PARTNER LTD. Sponsor, GP, manager of pooled investment vehicles
DELPHIA CAYMAN USLB GENERAL PARTNER LTD. Sponsor, GP, manager of pooled investment vehicles
DELPHIA US GENERAL PARTNER LTD. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
DELPHIA CAYMAN MASTER FUND LP Hedge Fund $179.9M $0.3M 16
DELPHIA US LONG BIASED CAYMAN MASTER FUND Hedge Fund $0.0M $0.3M 0

Control Persons

Name Type Entity Title Since Ownership
Peek, Andrew, Larkin Individual – DIRECTOR AND CEO 01/2019 < 5%
DELPHIA HOLDINGS CORP. Foreign Entity – SHAREHOLDER 01/2019 > 75%
BRIGGS, JONATHAN, P Individual – DIRECTOR AND CHIEF INVESTMENT OFFICER 07/2020 < 5%
FLORIO, LAWRENCE, EDWARD Individual – CHIEF COMPLIANCE OFFICER 09/2023 < 5%

No. Employees, Historic

301502019202020212022202320241 on 8/15/20191 on 9/11/20191 on 9/19/20194 on 1/15/20204 on 3/30/20204 on 5/8/20204 on 6/30/20204 on 8/10/20204 on 9/2/20204 on 11/10/202017 on 3/31/202117 on 8/6/202117 on 8/13/202117 on 8/16/202120 on 11/30/202120 on 11/30/202120 on 1/3/202220 on 1/21/202219 on 3/31/202219 on 5/12/202219 on 9/1/202219 on 10/6/202219 on 10/25/202223 on 3/31/202323 on 9/1/2023

RAUM, Historic

200M100M02019202020212022202320240 on 8/15/20190 on 9/11/20190 on 9/19/20190 on 1/15/20200 on 3/30/20200 on 5/8/20200 on 6/30/20200 on 8/10/20200 on 9/2/20200 on 11/10/202054555 on 3/31/202154555 on 8/6/202154555 on 8/13/202154555 on 8/16/2021152909390 on 11/30/2021152909390 on 11/30/2021152909390 on 1/3/2022152909390 on 1/21/2022192485836 on 3/31/2022192485836 on 5/12/2022192485836 on 9/1/2022192485836 on 10/6/2022192485836 on 10/25/2022187078854 on 3/31/2023187078854 on 9/1/2023

No. Clients, Historic

30,00015,00002019202020212022202320240 on 8/15/20190 on 9/11/20190 on 9/19/20190 on 1/15/20200 on 3/30/20200 on 5/8/20200 on 6/30/20200 on 8/10/20200 on 9/2/20200 on 11/10/2020494 on 3/31/2021494 on 8/6/2021494 on 8/13/2021494 on 8/16/20213322 on 11/30/20213322 on 11/30/20213322 on 1/3/20223322 on 1/21/20226210 on 3/31/20226210 on 5/12/20226210 on 9/1/20226210 on 10/6/20226210 on 10/25/202228895 on 3/31/202328895 on 9/1/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
0 0 0 0 –