PORTOLA PARTNERS
PORTOLA PARTNERS GROUP LLC Legal Name
Adviser information for PORTOLA PARTNERS last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 17 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $96.1M |
| Non-Discretionary | 1,698 | $5.5B |
| Total | 1,719 | $5.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 48 | $5.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117341 |
|---|---|
| SEC ERA File Number | 801-117341 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305407 |
| Legal Entity Identifier | None |
Principal Office
1550 EL CAMINO REALSTE 200
MENLO PARK
CA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 650-433-8779, Fax: None
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE, CI FINANCIAL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(305) 781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| BALASA DINVERNO FOLTZ LLC | Other investment adviser, including financial planners |
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
| DOWLING & YAHNKE, LLC | Other investment adviser, including financial planners |
| RADNOR FINANCIAL ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REHMUS, STEVEN, ROBINSON | Individual | – | CO-MANAGING PARTNER | 08/2019 | < 5% |
| HERLICK, ZACHARY, AARON | Individual | – | CO-MANAGING PARTNER | 08/2019 | < 5% |
| LIN, JEFFREY, NMN | Individual | – | CHIEF OPERATING OFFICER | 08/2019 | < 5% |
| FOSTER, JILL, PATRICE | Individual | – | CHIEF OF STAFF | 03/2021 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER | 09/2021 | > 75% |
| CI US HOLDINGS, INC | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 09/2021 | > 75% |
| CI FINANCIAL CORP | Foreign Entity | CI US HOLDINGS, INC | OWNER | 09/2021 | > 75% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 09/2021 | > 75% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |