Hedge Fund Database

HORIZON FINANCIAL

HORIZON ADVISORY SERVICES, INC. Legal Name

Adviser information for HORIZON FINANCIAL last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,460 $422.8M
Non-Discretionary 0 $0
Total 1,460 $422.8M

Clients

Type Number RAUM
Individuals 734 $211.7M
HNW Individuals 232 $211.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-117343
SEC ERA File Number 801-117343
SEC CIK Numbers 1799006
SEC CRD Numbers 305239
Legal Entity Identifier None

Principal Office

5582 W. HENRIETTA RD.
WEST HENRIETTA
NY
United States
Monday - Friday, 8:00 - 5:00
Tel: 585-334-3600, Fax: 585-334-5011

Websites

www.horizonfinancial.net www.facebook.com/horizonfinancial3600 linkedin.com/company/horizonfinancial

Chief Compliance Officer

MICHAEL CONGDON
CHIEF EXECUTIVE OFFICER
5582 WEST HENRIETTA ROAD
WEST HENRIETTA
NY
United States
Tel: 585-334-3600
Fax: 585-334-5011
(Full email address available in API data)

Regulatory Contact

DANA GLOOR
1340 SMITH AVE
BALTIMORE
MD
United States
Tel: 4102204756
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CONGDON, MARK, ALAN Individual – PRESIDENT 08/2019 > 75%
CONGDON, MICHAEL, ROGER Individual – CHIEF COMPLIANCE OFFICER 08/2019 < 5%
BLAZICK, KENNETH, STEPHEN Individual – CHIEF INVESTMENT OFFICER 08/2019 < 5%

No. Employees, Historic

20100201920202021202220232024202512 on 8/15/201912 on 9/12/201912 on 9/12/201912 on 10/17/201912 on 3/16/202012 on 5/4/202012 on 5/19/202012 on 7/15/202012 on 7/27/202011 on 3/17/202111 on 12/14/202112 on 2/18/202212 on 8/1/202211 on 3/17/202311 on 5/18/202311 on 3/20/2024

RAUM, Historic

500M250M020192020202120222023202420250 on 8/15/20190 on 9/12/20190 on 9/12/2019283000000 on 10/17/2019311338273 on 3/16/2020311338273 on 5/4/2020311338273 on 5/19/2020311338273 on 7/15/2020311338273 on 7/27/2020342661618 on 3/17/2021342661618 on 12/14/2021394979326 on 2/18/2022394979326 on 8/1/2022361544541 on 3/17/2023361544541 on 5/18/2023422810005 on 3/20/2024

No. Clients, Historic

1,000500020192020202120222023202420250 on 8/15/20190 on 9/12/20190 on 9/12/2019505 on 10/17/2019535 on 3/16/2020535 on 5/4/2020535 on 5/19/2020535 on 7/15/2020535 on 7/27/2020540 on 3/17/2021540 on 12/14/2021693 on 2/18/2022693 on 8/1/2022672 on 3/17/2023672 on 5/18/2023966 on 3/20/2024

Holdings

From latest 13F, filed August 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 387K 2K 0
APA CORPORATION COM 211K 7K 0
APPLE INC COM 439K 2K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 296K 727 0
BUNGE GLOBAL SA COM SHS 268K 3K 0
CF INDS HLDGS INC COM 230K 3K 0
COTERRA ENERGY INC COM 245K 9K 0
D R HORTON INC COM 335K 2K 0
DEVON ENERGY CORP NEW COM 256K 5K 0
EQT CORP COM 233K 6K 0
EXXON MOBIL CORP COM 345K 3K 0
FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 19M 315K 0
FIRST TR EXCH TRD ALPHDX FD LATIN AMER ALP 390K 22K 0
FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 18M 636K 0
FIRST TR EXCHANGE-TRADED FD FT VEST GOLD 219K 11K 0
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 26M 782K 0
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 26M 470K 0
FOX CORP CL B COM 290K 9K 0
GOLDMAN SACHS GROUP INC COM 362K 800 0
HARBOR ETF TRUST DISRUPTIVE INNOV 23M 1M 0
HONEYWELL INTL INC COM 253K 1K 0
INTERNATIONAL BUSINESS MACHS COM 222K 1K 0
ISHARES TR MSCI EAFE ETF 628K 8K 0
ISHARES TR IBONDS 24 TRM TS 17M 708K 0
ISHARES TR CORE S&P500 ETF 214K 391 0
ISHARES TR IBONDS 28 TRM TS 17M 766K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 27M 472K 0
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 25M 479K 0
JOHNSON & JOHNSON COM 228K 2K 0
KENVUE INC COM 241K 13K 0
LENNAR CORP CL A 342K 2K 0
MARATHON PETE CORP COM 304K 2K 0
MOSAIC CO NEW COM 218K 8K 0
NBT BANCORP INC COM 1M 35K 0
NUCOR CORP COM 273K 2K 0
OCCIDENTAL PETE CORP COM 262K 4K 0
PHILLIPS 66 COM 326K 2K 0
PULTE GROUP INC COM 373K 3K 0
RALPH LAUREN CORP CL A 398K 2K 0
ROBERT HALF INC. COM 221K 3K 0
STATE STR CORP COM 286K 4K 0
STEEL DYNAMICS INC COM 311K 2K 0
VALERO ENERGY CORP COM 313K 2K 0
VANECK ETF TRUST NATURAL RESOURC 247K 5K 0
ZIONS BANCORPORATION N A COM 314K 7K 0