GER LOFTIN WEALTH ADVISORS, LLC
Adviser information for GER LOFTIN WEALTH ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,440 | $233.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,440 | $233.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 216 | $69.5M |
| HNW Individuals | 85 | $162.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 229.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | GER LOFTIN WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-117350 |
|---|---|
| SEC ERA File Number | 801-117350 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305359 |
| Legal Entity Identifier | None |
Principal Office
6470 E JOHNS CROSSINGSUITE 230
JOHNS CREEK
GA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (888) 556-3846, Fax: None
Chief Compliance Officer
JAMES LOFTIN
PARTNER
6470 E JOHNS CROSSING
SUITE 230
JOHNS CREEK
GA
United States
Tel:
(888) 556-3846
J*******@************M
(Full email address available in API data)
Regulatory Contact
CINDY SCHEFFLER
PRACTICE MANAGER
6470 E JOHNS CROSSING
SUITE 230
JOHNS CREEK
GA
United States
Tel:
(888) 556-3846
C*********@************M
(Full email address available in API data)
Industry Affiliates
| GEORGE RALL | Insurance company or agency |
| JAMES LOFTIN | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOFTIN, JAMES, D | Individual | – | PARTNER / CCO | 05/2010 | > 75% |