KASTEL CAPITAL ADVISORS, LLC
Adviser information for KASTEL CAPITAL ADVISORS, LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 203 | $107.3M |
| Non-Discretionary | 19 | $30.6M |
| Total | 222 | $137.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $5.9M |
| HNW Individuals | 48 | $95.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $1.7M |
| Charitable organizations | 4 | $34.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesINSURANCE CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117355 |
|---|---|
| SEC ERA File Number | 801-117355 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226520 |
| Legal Entity Identifier | None |
Principal Office
40 GROVE STREETSUITE 275
WELLESLEY
MA
United States
OFFICE VISITS BY APPOINTMENT ONLY, OFFICE VISITS BY APPOINTMENT ONLY
Tel: (888) 622-2285, Fax: None
Chief Compliance Officer
DRASKO KOVRLIJA
PRESIDENT
40 GROVE STREET
SUITE 275
WELLESLEY
MA
United States
Tel:
(888) 622-2285
K*@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOVRLIJA, DRASKO, "NMN" | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/2015 | > 75% |
| PIERCE, MATTHEW, VASSAR | Individual | – | SHAREHOLDER | 04/2022 | 10-25% |