BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC Legal Name
Adviser information for BROWN EDWARDS WEALTH STRATEGIES last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | MAY |
| Legal Location | Virginia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 479 | $232.1M |
| Non-Discretionary | 1 | $26,110 |
| Total | 480 | $232.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 139 | $24.5M |
| HNW Individuals | 65 | $182.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $313,064 |
| Charitable organizations | <5 | $4.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $20.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117391 |
|---|---|
| SEC ERA File Number | 801-117391 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173559 |
| Legal Entity Identifier | None |
Principal Office
828 MAIN STREETSUITE 1401
LYNCHBURG
VA
United States
Monday - Friday, 9:00 - 5:00
Tel: 434 948-9000, Fax: 434-948-9029
Websites
Chief Compliance Officer
RYAN A. MCENTIRE
DIRECTOR
828 MAIN STREET
SUITE 1401
LYNCHBURG
VA
United States
Tel:
540-777-6068
Fax:
434-948-9029
R********@*****************M
(Full email address available in API data)
Regulatory Contact
SHIRLEY LANDON
OPERATIONS MANAGER
828 MAIN STREET
SUITE 1401
LYNCHBURG
VA
United States
Tel:
540-777-6069
Fax:
434-948-9029
S******@*****************M
(Full email address available in API data)
Industry Affiliates
| BROWN, EDWARDS & COMPANY, L.L.P. | Accountant or accounting firm |
| COVENANT REAL ESTATE SERVICES | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCENTIRE, RYAN, ALLEN | Individual | – | DIRECTOR / CHIEF COMPLIANCE OFFICER | 09/2014 | < 5% |
| BROWN, EDWARDS & COMPANY L.L.P. | Domestic Entity | – | OWNER | 09/2014 | > 75% |
| ROOP, ANTONY, DOUGLAS | Individual | – | DIRECTOR | 12/2017 | < 5% |
| VANCE, KELLI, JANE | Individual | – | DIRECTOR | 05/2023 | < 5% |