Hedge Fund Database

ARISTOTLE PACIFIC CAPITAL, LLC

Adviser information for ARISTOTLE PACIFIC CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 38
Investment Advisory/Research 25
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 31 $21.9B
Non-Discretionary 0 $0
Total 31 $21.9B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 6 $11.2B
Business development companies 0 $0
Pooled investment vehicles 5 $2.5B
Pension and profit sharing plans <5 $63.4M
Charitable organizations <5 $331.5M
State or municipal gov entities <5 $222.7M
Other investment advisers 0 $0
Insurance companies <5 $6.8B
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $746.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-117402
SEC ERA File Number 801-117402
SEC CIK Numbers 1844577
SEC CRD Numbers 298050
Legal Entity Identifier 549300UCSPN8ID3OFU28

Principal Office

840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 844 597 3886, Fax: None

Websites

www.aristotlecap.com/affiliates/aristotle-pacific-capital/ www.linkedin.com/company/pacificassetmanagement/ www.aristotlepacific.com

Chief Compliance Officer

CAROL E. RUMSEY
CHIEF COMPLIANCE OFFICER
840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH
CA
United States
Tel: (949) 999 4947
(Full email address available in API data)

Regulatory Contact

JOSEPH G. LALLANDE
GENERAL COUNSEL
840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH
CA
United States
Tel: (949) 999 4928
(Full email address available in API data)

Industry Affiliates

APC ASSET DEVELOPMENT I, LP Other investment adviser, including financial planners
APC ASSET DEVELOPMENT II, LP Other investment adviser, including financial planners
APC ASSET GP I, LLC Sponsor, GP, manager of pooled investment vehicles
APC ASSET GP II, LLC Sponsor, GP, manager of pooled investment vehicles
APC HY BOND GP, LLC Sponsor, GP, manager of pooled investment vehicles
APC SHORT DURATION HY GP, LLC Sponsor, GP, manager of pooled investment vehicles
ARISTOTLE ATLANTIC PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE CAPITAL BOSTON, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE CAPITAL MANAGEMENT, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE CREDIT PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
ARISTOTLE INVESTMENT SERVICES, LLC Other investment adviser, including financial planners
METWEST FUND MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles
METWEST REALTY ADVISORS, LLC Other investment adviser, including financial planners
PAM BANK LOAN FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
PAM CLO OPPORTUNITIES FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
SAUL FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PACIFIC ASSET MANAGEMENT BANK LOAN L.P. Hedge Fund $1,665.0M $5.0M 65
PACIFIC ASSET MANAGEMENT CLO OPPORTUNITIES FUND L.P. Hedge Fund $35.8M $5.0M 2

Control Persons

Name Type Entity Title Since Ownership
ARISTOTLE CAPITAL MANAGEMENT, LLC Domestic Entity – OWNER 04/2023 50-75%
RUMSEY, CAROL, ELAINE Individual – OWNER, CHIEF COMPLIANCE OFFICER 04/2023 < 5%
LALLANDE, JOSEPH, GUSTAVE Individual – OWNER, GENERAL COUNSEL 04/2023 < 5%
NOLAN, DOMINIC, DAO Individual – OWNER, CHIEF EXECUTIVE OFFICER 04/2023 < 5%
Schwab, Joshua, Brian Individual – OWNER, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER 04/2023 < 5%
LEASURE, JAMES, PATRICK Individual – OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER 04/2023 < 5%
MARZOUK, MICHAEL, ISAAC Individual – OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER 04/2023 5-10%
BOYD, CHARLES, ROBERT Individual – OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER 04/2023 < 5%
ROBERTSON, BRIAN, MICHAEL Individual – OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER 04/2023 < 5%
WEISMILLER, DAVID, C Individual – OWNER, SENIOR MANAGING DIRECTOR/PORTFOLIO MANAGER 04/2023 < 5%
RCB ACQUISITION COMPANY LLC Domestic Entity ARISTOTLE CAPITAL MANAGEMENT, LLC OWNER/MANAGING MEMBER 07/2011 25-50%
GLEICHER HOLDINGS Domestic Entity ARISTOTLE CAPITAL MANAGEMENT, LLC OWNER/MANAGING MEMBER 12/2012

No. Employees, Historic

40200201920202021202220232024202534 on 8/28/201936 on 1/30/202036 on 1/31/202036 on 2/27/202036 on 3/30/202036 on 3/30/202136 on 8/2/202136 on 2/10/202237 on 3/29/202237 on 11/18/202240 on 3/30/202339 on 5/5/202339 on 5/5/202338 on 1/26/202438 on 3/28/202438 on 3/28/2024

RAUM, Historic

30B15B020192020202120222023202420250 on 8/28/201910254906618 on 1/30/202010254906618 on 1/31/202010254906618 on 2/27/202013013539511 on 3/30/202014480176690 on 3/30/202114480176690 on 8/2/202114480176690 on 2/10/202218287590261 on 3/29/202218287590261 on 11/18/202220214023055 on 3/30/202320214023055 on 5/5/202320214023055 on 5/5/202321865344448 on 1/26/202421865344448 on 3/28/202421865344448 on 3/28/2024

No. Clients, Historic

2010020192020202120222023202420250 on 8/28/20196 on 1/30/20206 on 1/31/20206 on 2/27/202011 on 3/30/202011 on 3/30/202111 on 8/2/202111 on 2/10/202213 on 3/29/202213 on 11/18/202213 on 3/30/202313 on 5/5/202313 on 5/5/202311 on 1/26/202411 on 3/28/202411 on 3/28/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
CHART INDS INC COM 2M 15K 1,2
INVESCO EXCH TRADED FD TR II SR LN ETF 59M 3M 1,2
ISHARES TR IBOXX HI YD ETF 70M 909K 1,2
SPDR SER TR BLOOMBERG SHT TE 47M 2M 1,2
SPDR SER TR BLOOMBERG HIGH Y 66M 696K 1,2
SSGA ACTIVE ETF TR BLACKSTONE SENR 60M 1M 1,2