Hedge Fund Database

SONOMA WEALTH ADVISORS

FERMATA ADVISORS, LLC Legal Name

Adviser information for SONOMA WEALTH ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 12
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,402 $802.3M
Non-Discretionary 441 $171.6M
Total 3,843 $973.8M

Clients

Type Number RAUM
Individuals 1,152 $350.0M
HNW Individuals 132 $327.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 441 $171.6M
Charitable organizations 7 $583,899
State or municipal gov entities <5 $4.0M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 23 $119.8M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-117411
SEC ERA File Number 801-117411
SEC CIK Numbers 1859259
SEC CRD Numbers 305614
Legal Entity Identifier None

Principal Office

539 BROADWAY
SUITE A
SONOMA
CA
United States
Monday - Friday, 8:30-4:30, CLOSE AT 3:30 ON FRIDAY
Tel: (707) 938-7414, Fax: (707) 938-7535

Websites

richfinancial.com/ www.linkedin.com/in/clay-dunkle-617a4213a/ www.facebook.com/blonski.daren www.facebook.com/clay.dunkle www.facebook.com/shelby.coppess www.facebook.com/sonomawealthadvisors/ www.linkedin.com/in/darenblonski/ www.sonomawealthadvisors.com www.linkedin.com/in/christopher-sipes-b0a37b172/ twitter.com/darenblonski?lang=en twitter.com/christopherdsi2

Chief Compliance Officer

CHRISTOPHER D. SIPES
INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER
539 BROADWAY
SONOMA
CA
United States
Tel: (707) 938-7414
Fax: (707) 938-7535
(Full email address available in API data)

Regulatory Contact

DAREN E. BLONSKI
INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER
539 BROADWAY
SONOMA
CA
United States
Tel: (707) 938-7414
(Full email address available in API data)

Industry Affiliates

FERMATA TAX, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SIPES, CHRISTOPHER, DAVID Individual – CHIEF COMPLIANCE OFFICER 08/2019 < 5%
BLONSKI, DAREN, E Individual – MEMBER 08/2019 > 75%

No. Employees, Historic

3015020192020202120222023202420252 on 8/29/20192 on 8/29/20192 on 10/1/20192 on 1/31/20202 on 2/5/20202 on 4/30/20202 on 6/11/20202 on 8/13/20202 on 10/6/20202 on 10/16/202010 on 2/26/202110 on 3/11/202110 on 4/29/202110 on 5/14/202110 on 7/7/202110 on 8/17/202110 on 10/13/202110 on 2/2/202210 on 2/3/202210 on 3/16/202210 on 3/21/202210 on 3/31/202213 on 4/11/202213 on 4/21/202213 on 6/2/202213 on 6/2/202213 on 9/1/202213 on 9/29/202213 on 10/16/202218 on 11/2/202218 on 1/31/202319 on 3/25/202319 on 4/19/202319 on 7/12/202319 on 7/12/202319 on 8/1/202319 on 11/9/202319 on 11/14/202319 on 1/3/202419 on 2/7/202424 on 3/29/2024

RAUM, Historic

1B500M020192020202120222023202420250 on 8/29/20190 on 8/29/20190 on 10/1/2019117800000 on 1/31/2020117800000 on 2/5/2020117800000 on 4/30/2020117800000 on 6/11/2020117800000 on 8/13/2020117800000 on 10/6/2020117800000 on 10/16/2020196607079 on 2/26/2021196607079 on 3/11/2021196607079 on 4/29/2021196607079 on 5/14/2021196607079 on 7/7/2021196607079 on 8/17/2021196607079 on 10/13/2021196607079 on 2/2/2022196607079 on 2/3/2022496975000 on 3/16/2022496975000 on 3/21/2022496975000 on 3/31/2022496975000 on 4/11/2022496975000 on 4/21/2022496975000 on 6/2/2022496975000 on 6/2/2022496975000 on 9/1/2022496975000 on 9/29/2022496975000 on 10/16/2022496975000 on 11/2/2022496975000 on 1/31/2023733830008 on 3/25/2023733830008 on 4/19/2023733830008 on 7/12/2023733830008 on 7/12/2023733830008 on 8/1/2023733830008 on 11/9/2023733830008 on 11/14/2023733830008 on 1/3/2024733830008 on 2/7/2024973846526 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420250 on 8/29/20190 on 8/29/20190 on 10/1/2019428 on 1/31/2020428 on 2/5/2020428 on 4/30/2020428 on 6/11/2020428 on 8/13/2020428 on 10/6/2020428 on 10/16/2020875 on 2/26/2021875 on 3/11/2021875 on 4/29/2021875 on 5/14/2021875 on 7/7/2021875 on 8/17/2021875 on 10/13/2021875 on 2/2/2022875 on 2/3/20221100 on 3/16/20221100 on 3/21/20221100 on 3/31/20221100 on 4/11/20221100 on 4/21/20221100 on 6/2/20221100 on 6/2/20221100 on 9/1/20221100 on 9/29/20221100 on 10/16/20221100 on 11/2/20221100 on 1/31/20231757 on 3/25/20231757 on 4/19/20231757 on 7/12/20231757 on 7/12/20231757 on 8/1/20231757 on 11/9/20231757 on 11/14/20231757 on 1/3/20241757 on 2/7/20241755 on 3/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AB ACTIVE ETFS INC ULTRA SHORT INCM 15M 291K –
ABBOTT LABS COM 221K 2K –
ABBVIE INC COM 247K 1K –
ACCENTURE PLC IRELAND SHS CLASS A 513K 2K –
ADOBE INC COM 434K 782 –
ADVANCED MICRO DEVICES INC COM 742K 5K –
AGNC INVT CORP COM 390K 41K –
ALPHABET INC CAP STK CL A 1M 6K –
ALPHABET INC CAP STK CL C 1M 6K –
ALPS ETF TR ACTIVE EQTY OPPT 945K 17K –
ALPS ETF TR ACTIVE REIT ETF 242K 10K –
ALPS ETF TR ALERIAN ENERGY 292K 11K –
ALPS ETF TR INTL SEC DV DOG 787K 27K –
ALPS ETF TR SMITH CORE PLUS 2M 90K –
AMAZON COM INC COM 3M 16K –
AMBEV SA SPONSORED ADR 22K 11K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 1M 17K –
AMGEN INC COM 401K 1K –
ANALOG DEVICES INC COM 512K 2K –
ANNALY CAPITAL MANAGEMENT IN COM NEW 311K 16K –
APPLE INC COM 14M 68K –
APPLIED MATLS INC COM 379K 2K –
ARISTA NETWORKS INC COM 336K 958 –
BANK AMERICA CORP COM 255K 6K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BROADCOM INC COM 1M 741 –
CAMBRIA ETF TR CAMBRIA FGN SHR 4M 163K –
CAMBRIA ETF TR EMRG SHAREHLDR 2M 53K –
CAMBRIA ETF TR SHSHLD YIELD ETF 10M 149K –
CAMBRIA ETF TR TRINITY 4M 142K –
CHEVRON CORP NEW COM 1M 7K –
COEUR MNG INC COM NEW 96K 17K –
COLUMBIA ETF TR I RESH ENHNC COR 6M 175K –
COLUMBIA ETF TR I SELIGMAN SEMICON 1M 44K –
COLUMBIA ETF TR I US EQUITY INCOME 219K 5K –
COMCAST CORP NEW CL A 279K 7K –
CORE LABORATORIES INC COM 235K 12K –
COSTCO WHSL CORP NEW COM 2M 2K –
DANAHER CORPORATION COM 428K 2K –
DBX ETF TR XTRACKERS S&P 376K 8K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 5M 165K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 2M 78K –
DISNEY WALT CO COM 449K 5K –
DTE ENERGY CO COM 206K 2K –
EATON CORP PLC SHS 275K 878 –
ECOLAB INC COM 289K 1K –
ELI LILLY & CO COM 1M 1K –
EMERSON ELEC CO COM 229K 2K –
ENERGY TRANSFER L P COM UT LTD PTN 224K 14K –
ENPHASE ENERGY INC COM 705K 7K –
ENTERPRISE PRODS PARTNERS L COM 249K 9K –
ENVVENO MEDICAL CORPORATION COM 162K 31K –
EQUITY LIFESTYLE PPTYS INC COM 386K 6K –
ETF SER SOLUTIONS DISTILLATE US 2M 42K –
ETFIS SER TR I VIRTUS NEWFLEET 3M 143K –
EXXON MOBIL CORP COM 811K 7K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 5M 120K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 4M 51K –
FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 529K 11K –
FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 408K 17K –
FLEXSHARES TR GLB QLT R/E IDX 906K 17K –
FLEXSHARES TR MORNSTAR UPSTR 4M 93K –
FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF 322K 13K –
FUELCELL ENERGY INC COM 53K 83K –
GLOBAL X FDS GLBL X MLP ETF 506K 10K –
GLOBAL X FDS GLOBAL X COPPER 321K 7K –
GOLDMAN SACHS ETF TR ACCES TREASURY 461K 5K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 283K 5K –
HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 582K 17K –
HOME DEPOT INC COM 474K 1K –
ILLINOIS TOOL WKS INC COM 235K 994 –
INMUNE BIO INC COM 301K 34K –
INNOVATOR ETFS TRUST DEFINED WLT SHLD 203K 7K –
INNOVATOR ETFS TRUST EQUITY DEF PROTN 266K 10K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 20M 536K –
INNOVATOR ETFS TRUST US EQT ULTRA BFR 343K 11K –
INNOVATOR ETFS TRUST US EQTY ULTRA B 213K 6K –
INTUIT COM 372K 566 –
INVESCO EXCH TRADED FD TR II ESG NASDAQ 100 394K 12K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 419K 2K –
INVESCO EXCH TRADED FD TR II S&P MDCP 400 REV 379K 3K –
INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 3M 71K –
INVESCO EXCH TRD SLF IDX FD RAFI STRATGIC US 363K 8K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 298K 6K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 8M 84K –
INVESCO EXCHANGE TRADED FD T S&P SMCP VLU MNT 2M 42K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 258K 3K –
INVESCO QQQ TR UNIT SER 1 18M 38K –
ISHARES GOLD TR ISHARES NEW 6M 138K –
ISHARES TR 0-3 MNTH TREASRY 22M 220K –
ISHARES TR 0-5 YR TIPS ETF 2M 16K –
ISHARES TR 10-20 YR TRS ETF 240K 2K –
ISHARES TR 20 YR TR BD ETF 6M 70K –
ISHARES TR CORE DIV GRWTH 4M 73K –
ISHARES TR CORE HIGH DV ETF 301K 3K –
ISHARES TR CORE MSCI INTL 502K 8K –
ISHARES TR CORE S&P MCP ETF 454K 8K –
ISHARES TR CORE S&P SCP ETF 452K 4K –
ISHARES TR CORE S&P500 ETF 33M 59K –
ISHARES TR CORE TOTAL USD 265K 6K –
ISHARES TR CORE US AGGBD ET 1M 12K –
ISHARES TR EAFE GRWTH ETF 415K 4K –
ISHARES TR EAFE VALUE ETF 346K 7K –
ISHARES TR ESG AWR US AGRGT 276K 6K –
ISHARES TR GRWT ALLOCAT ETF 204K 4K –
ISHARES TR INVESTMENT GRADE 245K 6K –
ISHARES TR ISHARES SEMICDTR 4M 17K –
ISHARES TR MBS ETF 545K 6K –
ISHARES TR MRGSTR MD CP GRW 590K 9K –
ISHARES TR MSCI USA MIN VOL 833K 10K –
ISHARES TR MSCI USA MMENTM 2M 11K –
ISHARES TR MSCI USA QLT FCT 434K 3K –
ISHARES TR NATIONAL MUN ETF 278K 3K –
ISHARES TR RUS 1000 ETF 915K 3K –
ISHARES TR RUS 1000 GRW ETF 19M 51K –
ISHARES TR RUS MID CAP ETF 537K 7K –
ISHARES TR RUS TP200 GR ETF 361K 2K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR RUSSELL 3000 ETF 283K 918 –
ISHARES TR S&P 100 ETF 275K 1K –
ISHARES TR S&P 500 GRWT ETF 1M 14K –
ISHARES TR SELECT DIVID ETF 224K 2K –
ISHARES TR SHORT TREAS BD 2M 16K –
ISHARES TR TIPS BD ETF 4M 33K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 69K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 251K 5K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 41K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 348K 7K –
JIAYIN GROUP INC SPONSORED ADS 78K 13K –
JOHNSON & JOHNSON COM 750K 5K –
JPMORGAN CHASE & CO. COM 414K 2K –
KRANESHARES TRUST KFA MOUNT LUCAS 998K 34K –
LATTICE STRATEGIES TR HARTFORD MLT ETF 2M 69K –
LATTICE STRATEGIES TR HARTFORD US EQTY 3M 69K –
LINDE PLC SHS 217K 494 –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 2M 78K –
MASTERCARD INCORPORATED CL A 293K 663 –
MERCK & CO INC COM 412K 3K –
META PLATFORMS INC CL A 1M 2K –
MICRON TECHNOLOGY INC COM 346K 3K –
MICROSOFT CORP COM 5M 11K –
NATIONAL CINEMEDIA INC COM NEW 92K 21K –
NATIXIS ETF TR LOOMIS SAYLES 772K 32K –
NEXTERA ENERGY INC COM 291K 4K –
NOVO-NORDISK A S ADR 527K 4K –
NUVEEN CA QUALTY MUN INCOME COM 126K 11K –
NVIDIA CORPORATION COM 4M 31K –
ORACLE CORP COM 384K 3K –
OREILLY AUTOMOTIVE INC COM 329K 312 –
PACER FDS TR GLOBL CASH ETF 7M 197K –
PACER FDS TR SWAN SOS FLX JAN 1M 33K –
PACER FDS TR US CASH COWS 100 8M 141K –
PARKER-HANNIFIN CORP COM 243K 480 –
PEPSICO INC COM 244K 1K –
PERMA-FIX ENVIRONMENTAL SVCS COM NEW 153K 15K –
PFIZER INC COM 208K 7K –
PIMCO ETF TR 15+ YR US TIPS 7M 134K –
PIMCO ETF TR INTER MUN BD ACT 8M 161K –
PROCTER AND GAMBLE CO COM 900K 5K –
PUBLIC STORAGE OPER CO COM 212K 735 –
QUALCOMM INC COM 259K 1K –
RTX CORPORATION COM 222K 2K –
S&P GLOBAL INC COM 266K 595 –
SALESFORCE INC COM 356K 1K –
SCHWAB STRATEGIC TR US AGGREGATE B 403K 9K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 8M 97K –
SELECT SECTOR SPDR TR ENERGY 950K 10K –
SERVICENOW INC COM 342K 435 –
SIBANYE STILLWATER LTD SPONSORED ADR 88K 20K –
SILVERCREST METALS INC COM 99K 12K –
SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 405K 15K –
SOFI TECHNOLOGIES INC COM 76K 11K –
SPDR GOLD TR GOLD SHS 2M 10K –
SPDR INDEX SHS FDS GLB NAT RESRCE 302K 5K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
SPDR SER TR PORTFLI HIGH YLD 1M 44K –
SPDR SER TR PORTFOLIO AGRGTE 2M 89K –
SPDR SER TR PORTFOLIO S&P500 2M 31K –
SPDR SER TR RUSSELL LOW VOL 363K 3K –
SPDR SER TR S&P METALS MNG 714K 12K –
SPDR SER TR S&P OILGAS EXP 354K 2K –
SPROTT FDS TR URANIUM MINERS E 402K 8K –
SPROTT PHYSICAL GOLD & SILVE TR UNIT 397K 18K –
SSGA ACTIVE ETF TR MULT ASS RLRTN 238K 9K –
STARBUCKS CORP COM 222K 3K –
STRYKER CORPORATION COM 440K 1K –
TERADYNE INC COM 293K 2K –
TESLA INC COM 544K 3K –
TIDAL ETF TR RPAR RISK PARI 4M 184K –
TIDAL ETF TR UNLIMITED HFND 446K 20K –
TIDEWATER INC NEW COM 227K 2K –
TRANSOCEAN LTD REGISTERED SHS 63K 12K –
TRAVELZOO COM NEW 101K 13K –
TRICO BANCSHARES COM 407K 10K –
UNITEDHEALTH GROUP INC COM 271K 531 –
VALARIS LTD CL A 237K 3K –
VANECK ETF TRUST MRNGSTR WDE MOAT 8M 96K –
VANGUARD BD INDEX FDS INTERMED TERM 253K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 1M 15K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 702K 14K –
VANGUARD INDEX FDS MID CAP ETF 768K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD INDEX FDS SM CP VAL ETF 1M 6K –
VANGUARD INDEX FDS SML CP GRW ETF 3M 12K –
VANGUARD INDEX FDS TOTAL STK MKT 912K 3K –
VANGUARD INDEX FDS VALUE ETF 5M 31K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 525K 9K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 13K –
VANGUARD SCOTTSDALE FDS INTER TERM TREAS 5M 82K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 13K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 288K 2K –
VANGUARD STAR FDS VG TL INTL STK F 417K 7K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 412K 8K –
VANGUARD WORLD FD EXTENDED DUR 6M 83K –
VERIZON COMMUNICATIONS INC COM 222K 5K –
VISA INC COM CL A 852K 3K –
WALMART INC COM 546K 8K –
WASTE MGMT INC DEL COM 305K 1K –
WELLS FARGO CO NEW COM 251K 4K –
WISDOMTREE TR EFFICIENT GLD PL 1M 37K –
WISDOMTREE TR EM EX ST-OWNED 4M 118K –
WISDOMTREE TR EMERGING MARKETS 204K 7K –
WISDOMTREE TR ENHNCD CMMDTY ST 534K 28K –
WISDOMTREE TR FLOATNG RAT TREA 2M 41K –
WISDOMTREE TR FUTRE STRAT FD 220K 6K –
WISDOMTREE TR INTERNATIONL EFI 1M 35K –
WISDOMTREE TR US EFFICIENT COR 4M 97K –
WISDOMTREE TR US QTLY DIV GRT 532K 7K –