PARTNERS ENTERPRISE CAPITAL LLC
Adviser information for PARTNERS ENTERPRISE CAPITAL LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 33 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 2 | $14.5B |
| Total | 2 | $14.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $14.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Performance-based feesCLIENT IS RESPONSIBLE FOR OPERATING EXPENSES OF THE ADVISER |
Identifiers
| SEC RIA File Number | 801-117416 |
|---|---|
| SEC ERA File Number | 801-117416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304667 |
| Legal Entity Identifier | None |
Principal Office
215 N PEORIA STREET7TH FLOOR
CHICAGO
IL
United States
Monday - Friday, 9:00 - 5:00PM
Tel: 312-858-3370, Fax: None
Chief Compliance Officer
JAMES LUKAS
GENERAL COUNSEL/SENIOR MANAGING DIRECTOR
215 N PEORIA STREET
7TH FLOOR
CHICAGO
IL
United States
Tel:
312-858-3370
J******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARTNERS ENTERPRISE CAPITAL HOLDINGS LLC | Private Equity Fund | $14,504.7M | $0.0M | 3 |
| PEC VENTURE INVESTORS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUKAS, JAMES, CLEMENT | Individual | – | GENERAL COUNSEL, SENIOR MANAGING DIRECTOR, AND CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| GOTTSCHALL, DAVID, BENJAMIN | Individual | – | SENIOR MANAGING DIRECTOR | 08/2018 | 10-25% |
| ROZMARYNOWSKI, RACHEL, LEANNE | Individual | – | SENIOR MANAGING DIRECTOR | 08/2018 | < 5% |
| SCHULTE, DANIEL, MARK | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2018 | 50-75% |
| SLOVITT, EMILY, WEXLER | Individual | – | SENIOR MANAGING DIRECTOR | 08/2018 | 5-10% |
| KEESEY, MICHAEL, LOUIS | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| Schaapveld, Jodi, Lynn | Individual | – | MANAGING DIRECTOR | 01/2023 | < 5% |