BENCHMARK ADVISORY SERVICES, LLC
Adviser information for BENCHMARK ADVISORY SERVICES, LLC last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117417 |
|---|---|
| SEC ERA File Number | 801-117417 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305662 |
| Legal Entity Identifier | None |
Principal Office
11440 W. BERNARDO CT.SUITE 300
SAN DIEGO
CA
United States
Monday - Friday, 9:00 - 5:00
Tel: 800-535-6981, Fax: 800-913-5984
Websites
Chief Compliance Officer
MOHAMED ALSORAIMI
11440 W. BERNARDO COURT
STE 300
SAN DIEGO
CA
United States
Tel:
858-376-3140
Fax:
800-913-5984
M*********@**************M
(Full email address available in API data)
Regulatory Contact
ASHLEY WEBB
REGISTERED PRINCIPAL
175 COUNTRY CLUB DRIVE
BLDG. 400 SUITE D
STOCKBRIDGE
GA
United States
Tel:
2124047002
A****@***********************M
(Full email address available in API data)
Industry Affiliates
| BENCHMARK INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| KINGSWOOD CAPITAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| KINGSWOOD WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NESSIM, MICHAEL, HASKEL | Individual | – | DIRECTOR | 08/2019 | < 5% |
| KINGSWOOD US, LLC | Domestic Entity | – | SOLE MEMBER | 08/2019 | > 75% |
| ALSORAIMI, MOHAMED | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2020 | < 5% |
| MARTIN, DAVID, JAINDL | Individual | – | DIRECTOR OF COMPLIANCE | 12/2020 | < 5% |
| Wilder, Jeremy, Mathew | Individual | – | CHIEF LEGAL/CORPORATE SECRETARY | 12/2020 | < 5% |
| KINGSWOOD US HOLDINGS, INC. | Domestic Entity | KINGSWOOD US, LLC | MEMBER | 11/2020 | 50-75% |
| KW WEALTH GROUP LTD | Foreign Entity | KINGSWOOD US HOLDINGS, INC. | SHAREHOLDER | 02/2019 | > 75% |
| KINGSWOOD HOLDINGS LTD | Foreign Entity | KW WEALTH GROUP LTD | SHAREHOLDER | 06/2009 | > 75% |