GREENSLEDGE ADVISORS LLC
Adviser information for GREENSLEDGE ADVISORS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-117420 |
|---|---|
| SEC ERA File Number | 801-117420 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305341 |
| Legal Entity Identifier | None |
Principal Office
575 LEXINGTON AVENUE32ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-792-5275, Fax: None
Chief Compliance Officer
KENNETH WORMSER
CHIEF COMPLIANCE OFFICER
575 LEXINGTON AVENUE
32ND FLOOR
NEW YORK
NY
United States
Tel:
212-796-6551
K*******@**************M
(Full email address available in API data)
Regulatory Contact
LANGDON VAN NORDEN
GENERAL COUNSEL
575 LEXINGTON AVENUE
32ND FLOOR
NEW YORK
NY
United States
Tel:
212 792-5275
T*********@**************M
(Full email address available in API data)
Industry Affiliates
| GREENSLEDGE ASIA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GREENSLEDGE ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
| GREENSLEDGE CAPITAL MARKETS EUROPE LLP | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GREENSLEDGE CAPITAL MARKETS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREENSLEDGE GROUP LLC | Domestic Entity | – | MEMBER | 10/2013 | > 75% |
| WORMSER, KENNETH, MARK | Individual | – | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| GREENSLEDGE HOLDINGS LLC | Domestic Entity | GREENSLEDGE GROUP LLC | MEMBER | 09/2013 | > 75% |