LION CAPITAL ADVISORS LLC
Adviser information for LION CAPITAL ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $222.1M |
| Non-Discretionary | 0 | $0 |
| Total | 48 | $222.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $204,743 |
| HNW Individuals | 14 | $12.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $35.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 17 | $143.9M |
| Other | 11 | $30.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 54 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-117427 |
|---|---|
| SEC ERA File Number | 801-117427 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305440 |
| Legal Entity Identifier | None |
Principal Office
1450 BRICKELL AVE.SUITE 1480
MIAMI
FL
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: 305-849-5222, Fax: 305-675-2882
Chief Compliance Officer
PHILIP CAREY
1450 BRICKELL AVE
SUITE 1480
MIAMI
FL
United States
Tel:
305-849-5222
P*****@**********************M
(Full email address available in API data)
Regulatory Contact
GERMAN CHAPARRO
MANAGING MEMBER
1450 BRICKELL AVENUE
SUITE 1480
MIAMI DADE
FL
United States
Tel:
305-849-1570
G********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SV FUND | PRIVATE DEBT FUND | $32.2M | $0.5M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWISS CAPITAL ADVISORS LLC | Domestic Entity | – | SHAREHOLDER | 06/2019 | 50-75% |
| CHAPARRO, GERMAN, CAMILO | Individual | – | MANAGING MEMBER | 06/2019 | < 5% |
| CHAPARRO, GERMAN, CAMILO | Individual | ALEVIC TRUST | MANAGING MEMBER | 06/2019 | > 75% |
| ALEVIC LIMITED | Foreign Entity | SWISS CAPITAL ADVISORS LLC | SHAREHOLDER | 06/2019 | > 75% |
| ALEVIC TRUST | Foreign Entity | ALEVIC LIMITED | SHAREHOLDER | 06/2019 | > 75% |
| CAREY, PHILIP, NORDELL | Individual | – | CEO, CCO | 07/2021 | < 5% |
| PHILOS HOLDINGS, LLC | Domestic Entity | – | SHAREHOLDER | 07/2021 | 25-50% |
| CAREY, PHILIP, NORDELL | Individual | PHILOS HOLDINGS, LLC | SHAREHOLDER | 07/2021 | > 75% |
| GESTRUST SA | Foreign Entity | ALEVIC TRUST | TRUSTEE | 06/2019 |