SYNERGY FINANCIAL PARTNERS, LLC
Adviser information for SYNERGY FINANCIAL PARTNERS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 320 | $84.5M |
| Non-Discretionary | 878 | $137.2M |
| Total | 1,198 | $221.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 658 | $113.8M |
| HNW Individuals | 278 | $104.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 13 | $3.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117436 |
|---|---|
| SEC ERA File Number | 801-117436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305287 |
| Legal Entity Identifier | None |
Principal Office
3773 CHERRY CREEK NORTH DRIVESUITE 780
DENVER
CO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 303-399-9999, Fax: 303-501-8710
Websites
Chief Compliance Officer
PHIL JACOBSON
MANAGING MEMBER
3773 CHERRY CREEK NORTH DRIVE
SUITE 780
DENVER
CO
United States
Tel:
303-399-9999
Fax:
303-501-8710
P********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACOBSON, PHIL, L | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 07/2019 | > 75% |
| RICHARD J. LEVINE FINANCIAL SOLUTIONS, INC | Domestic Entity | – | MEMBER | 12/2020 | 25-50% |
| LEVINE, RICHARD, JASON | Individual | RICHARD J. LEVINE FINANCIAL SOLUTIONS, INC | OWNER | 12/2020 | > 75% |