ELE ADVISORY SERVICES, INC
Adviser information for ELE ADVISORY SERVICES, INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1,313 | $99.9M |
| Total | 1,313 | $99.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 956 | $82.9M |
| HNW Individuals | 12 | $15.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $393,736 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117442 |
|---|---|
| SEC ERA File Number | 801-117442 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148228 |
| Legal Entity Identifier | None |
Principal Office
18700 W. 10 MILE ROADSUITE 100
SOUTHFIELD
MI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 248-356-6555, Fax: 248-356-6578
Websites
Chief Compliance Officer
ELLIS LIDDELL
CHIEF COMPLIANCE OFFICER
18700 W. 10 MILE ROAD
SUITE 100
SOUTHFIELD
MI
United States
Tel:
248-356-6555
Fax:
248-356-6578
E*******@************M
(Full email address available in API data)
Regulatory Contact
TAMMIE MOORE PARRAN
CHIEF FINANCIAL OFFICER
18700 W. 10 MILE ROAD
SUITE 100
SOUTHFIELD
MI
United States
Tel:
248-728-4283
T******@************M
(Full email address available in API data)
Industry Affiliates
| ELE WEALTH MANAGEMENT INC | Insurance company or agency |
| ELE WEALTH SOLUTIONS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| TAMMIE MOORE PARRAN | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LIDDELL, ELLIS, NUROGAR | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 12/2010 | > 75% |
| PARRAN, TAMMIE, MOORE | Individual | – | CHIEF FINANCIAL OFFICER | 08/2011 | < 5% |