MERIDIAN FINANCIAL, LLC
Adviser information for MERIDIAN FINANCIAL, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 542 | $230.7M |
| Non-Discretionary | 0 | $0 |
| Total | 542 | $230.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 146 | $145.8M |
| HNW Individuals | 15 | $84.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSECURITIES ANALYSIS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117452 |
|---|---|
| SEC ERA File Number | 801-117452 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119679 |
| Legal Entity Identifier | None |
Principal Office
13 WATER STREETSTE 302
HOLLISTON
MA
United States
Monday - Friday, 10-4
Tel: 508-429-2600, Fax: 508-429-2600
Chief Compliance Officer
GEORGIA BRUGGEMAN
CEO
13 WATER STREET
STE. 302
HOLLISTON
MA
United States
Tel:
508-429-2600
Fax:
508-429-2600
G****************@********************T
(Full email address available in API data)
Regulatory Contact
RANA CHOUBAH
SENIOR FINANCIAL ADVISOR
13 WATER STREET
STE. 302
HOLLISTON
MA
United States
Tel:
508-429-2600
Fax:
508-429-2600
R***********@********************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRUGGEMAN, GEORGIA, GUYOTT | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 03/1990 | > 75% |