ABBEY STREET
ABBEY STREET, LLC Legal Name
Adviser information for ABBEY STREET last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Minnesota, United States |
Employees
Total Number of Employees | 12 |
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Investment Advisory/Research | 7 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 563 | $245.0M |
Non-Discretionary | 0 | $0 |
Total | 563 | $245.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 97 | $71.7M |
HNW Individuals | 38 | $170.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $2.3M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-117454 |
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SEC ERA File Number | 801-117454 |
SEC CIK Numbers | None |
SEC CRD Numbers | 305107 |
Legal Entity Identifier | None |
Principal Office
11095 VIKING DRIVESUITE 415
EDEN PRAIRIE
MN
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (952) 224-7272, Fax: None
Chief Compliance Officer
DANIEL MULHERAN, JR.
PRESIDENT
11095 VIKING DRIVE
SUITE 415
EDEN PRAIRIE
MN
United States
Tel:
612-308-5155
D********@**************M
(Full email address available in API data)
Regulatory Contact
BILL QUINN
DIRECTOR OF OPERATIONS
775 PRAIRIE CENTER DRIVE
SUITE 400
EDEN PRAIRIE
MN
United States
Tel:
952.224.9186
B*****@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
MULHERAN, DANIEL, PATRICK | Individual | – | PRESIDENT, CCO | 04/2018 | > 75% |