DUNHAM LANE CAPITAL PARTNERS LLC
Adviser information for DUNHAM LANE CAPITAL PARTNERS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 219 | $98.4M |
| Non-Discretionary | 0 | $0 |
| Total | 219 | $98.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 88 | $16.0M |
| HNW Individuals | 61 | $82.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117455 |
|---|---|
| SEC ERA File Number | 801-117455 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283276 |
| Legal Entity Identifier | None |
Principal Office
2 OVERHILL RDSUITE 400
SCARSDALE
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 914-607-6950, Fax: None
Chief Compliance Officer
NORMAN SCHLEIFER
2 OVERHILL RD
SUITE 400
SCARSDALE
NY
United States
Tel:
914-607-6950
N*****@********************M
(Full email address available in API data)
Regulatory Contact
ASPECT ADVISORS
REGULATORY LIAISON
201 CALIFORNIA STREET
SUITE 350
SAN FRANCISCO
CA
United States
Tel:
415-423-3445
D***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUNTZINGER JR, STEPHEN, LYNN | Individual | – | CO-FOUNDER AND MANAGING PARTNER | 03/2016 | < 5% |
| OLIVIERI, ANTHONY, LOUIS | Individual | – | CO-FOUNDER AND MANAGING PARTNER | 03/2016 | < 5% |
| CONSTANTIA VENTURES LLC | Domestic Entity | – | MEMBER | 06/2019 | 50-75% |
| HUNTZINGER HOLDINGS LLC | Domestic Entity | – | MEMBER | 06/2019 | 50-75% |
| OLIVIERI, ANTHONY, LOUIS | Individual | CONSTANTIA VENTURES LLC | MANAGING MEMBER | 06/2019 | > 75% |
| HUNTZINGER JR, STEPHEN, LYNN | Individual | HUNTZINGER HOLDINGS LLC | MANAGING MEMBER | 06/2019 | > 75% |
| SCHLEIFER, NORMAN, STANTON | Individual | – | CCO | 11/2021 | < 5% |