AXS INVESTMENTS LLC
Adviser information for AXS INVESTMENTS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 22 | $1.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
181 WESTCHESTER AVE.SUITE 402
PORT CHESTER
NY
United States
Monday - Friday, 09:00 TO 17:30
Tel: 833-297-2587, Fax: None
Chief Compliance Officer
PARKER BINION
HEAD OF INVESTMENTS
181 WESTCHESTER AVE
SUITE 402
PORT CHESTER
NY
United States
Tel:
833-297-2587
P******@*****************M
(Full email address available in API data)
Regulatory Contact
RUSSELL TENCER
PRESIDENT
181 WESTCHESTER AVE
SUITE 402
PORT CHESTER
NY
United States
Tel:
833-297-2587
R******@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AXS HOLDINGS LLC | Domestic Entity | – | MEMBER | 09/2019 | > 75% |
| SR PARTNERS LLC | Domestic Entity | AXS HOLDINGS LLC | MEMBER | 09/2019 | > 75% |
| BASSUK, GREGORY, DAVID | Individual | SR PARTNERS LLC | MEMBER | 09/2019 | > 75% |
| BASSUK, GREGORY, DAVID | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2019 | < 5% |
| BINION, PARKER, B | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 16th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABORATORIES | EQUITY | 2M | 16K | – |
| ABBVIE INC | EQUITY | 1M | 8K | – |
| ACADEMY SPORTS & OUTDOORS IN | COMMON | 810K | 12K | – |
| ACCENTURE PLC | Common Stock | 6M | 19K | – |
| ACM RESEARCH INC COM CL A | COMMON | 816K | 28K | – |
| ADOBE INC | EQUITY | 6M | 12K | – |
| ADTALEM GLOBAL EDUCATION INC | COMMON | 241K | 5K | – |
| ADVANCED DRAINAGE SYSTEMS INC | COMMON | 861K | 5K | – |
| ADVANCED MICRO DEVICES | COMMON | 3M | 14K | – |
| AGNC INVESTMENT CORP | EQUITY | 2M | 237K | – |
| AIRBNB INC COM CL A | COMMON | 2M | 10K | – |
| ALEXANDRIA REAL ESTATE EQUITY | REIT | 309K | 2K | – |
| ALPHABET INC CL A | Common Stock | 9M | 61K | – |
| ALPHABET INC-CL C | EQUITY | 1M | 9K | – |
| ALPS ETF TR ALERIAN MLP | ETF | 664K | 14K | – |
| ALTRIA GROUP INC | COMMON | 226K | 5K | – |
| AMAZON.COM INC | COMMON | 3M | 14K | – |
| AMERICAN EXPRESS CO | EQUITY | 2M | 7K | – |
| AMERICAN INTERNATIONAL GROUP | EQUITY | 1M | 17K | – |
| AMERICAN WATER WORKS CO INC | EQUITY | 1M | 10K | – |
| AMERIPRISE FINANCIAL INC | EQUITY | 1M | 3K | – |
| AMGEN INC | EQUITY | 1M | 5K | – |
| ANALOG DEVICES INC | EQUITY | 1M | 6K | – |
| ANNALY CAPITAL MANAGEMENT INC | REIT | 3M | 170K | – |
| AON PLC-CLASS A | EQUITY | 1M | 4K | – |
| APOLLO COMMERCIAL REAL ESTAT | EQUITY | 2M | 191K | – |
| APOLLO GLOBAL MGMT INC | OTHREQTY | 866K | 8K | – |
| APPLE INC | COMMON | 4M | 20K | – |
| ARBOR RLTY TR INC COM | REIT | 2M | 171K | – |
| ARES COMMERCIAL REAL ESTATE | EQUITY | 2M | 216K | – |
| ARISTA NETWORKS INC COM | COMMON | 2M | 7K | – |
| ARMADA HOFFLER PPTYS COM | REIT | 420K | 40K | – |
| ARMOUR RESIDENTIAL REIT INC | EQUITY | 2M | 122K | – |
| ASCENDIS PHARMA A S SPONSORED ADR | ADR | 907K | 6K | – |
| ATLASSIAN CORP CL A | Common Stock | 594K | 3K | – |
| AUTODESK INC | EQUITY | 3M | 10K | – |
| AUTOMATIC DATA PROCESSING | EQUITY | 4M | 14K | – |
| AUTOZONE INC | EQUITY | 1M | 411 | – |
| BANK OF AMERICA | Common Stock | 454K | 12K | – |
| BANK OF NEW YORK MELLON CORP | EQUITY | 1M | 22K | – |
| BECTON DICKINSON & CO | Common Stock | 253K | 1K | – |
| BERKSHIRE HATHAWAY INC | Common Stock | 4M | 9K | – |
| BLACKROCK CORPOR HI COM | ETF | 196K | 20K | – |
| BLACKROCK INC | COMMON | 2M | 2K | – |
| BLACKSTONE MORTGAGE TRUST INC | REIT | 2M | 115K | – |
| BLOCK INC | EQUITY | 1M | 16K | – |
| BOEING CO COM | Common Stock | 596K | 3K | – |
| BORGWARNER INC | COMMON | 277K | 8K | – |
| BOSTON PROPERTIES INC | REIT | 1M | 18K | – |
| BOSTON SCIENTIFIC CORP | Common Stock | 329K | 5K | – |
| BRIGHTSPIRE CAPITAL INC | EQUITY | 2M | 310K | – |
| BRISTOL-MYERS SQUIBB CO | EQUITY | 1M | 24K | – |
| BROADCOM INC | EQUITY | 2M | 1K | – |
| CADENCE DESIGN SYS INC | EQUITY | 3M | 10K | – |
| CARDINAL HEALTH INC | EQUITY | 1M | 11K | – |
| CARRIER GLOBAL CORPO COM | COMMON | 2M | 37K | – |
| CATERPILLAR INC | EQUITY | 2M | 6K | – |
| CENCORA INC | EQUITY | 1M | 6K | – |
| CHIMERA INVESTMENT CORP | EQUITY | 2M | 464K | – |
| CHURCH & DWIGHT CO INC | EQUITY | 1M | 12K | – |
| CIGNA CORP | EQUITY | 2M | 5K | – |
| CISCO SYSTEMS INC | EQUITY | 1M | 28K | – |
| CLAROS MORTGAGE TRUST INC | EQUITY | 2M | 163K | – |
| CME GROUP INC | EQUITY | 1M | 6K | – |
| COCA-COLA CO/THE | Common Stock | 418K | 7K | – |
| COGNIZANT TECH SOLUTIONS-A | EQUITY | 2M | 27K | – |
| COLLEGIUM PHARMACEUT COM | COMMON | 211K | 5K | – |
| COMCAST CORP-CL A | Common Stock | 1M | 32K | – |
| COMFORT SYS USA INC COM | COMMON | 526K | 2K | – |
| CONAGRA BRANDS INC | EQUITY | 1M | 44K | – |
| COPART INC COM | COMMON | 1M | 21K | – |
| CORVEL CORP | COMMON | 230K | 875 | – |
| COSTAR GROUP INC | EQUITY | 2M | 23K | – |
| COSTCO WHOLESALE CORP | COMMON | 632K | 863 | – |
| CROWDSTRIKE HLDGS IN CL A | Common Stock | 3M | 9K | – |
| CTO REALTY GROWTH INC | REIT | 533K | 31K | – |
| CUMMINS INC | COMMON | 215K | 730 | – |
| CURTISS-WRIGHT CORP | COMMON | 282K | 1K | – |
| CVS HEALTH CORP | Common Stock | 362K | 5K | – |
| DANAHER CORP | Common Stock | 612K | 2K | – |
| DATADOG INC CL A COM | Common Stock | 853K | 7K | – |
| DECKERS OUTDOOR CORP | COMMON | 2M | 2K | – |
| DEERE & CO | Common Stock | 2M | 5K | – |
| DNOW INC | COMMON | 218K | 14K | – |
| DOORDASH INC CL A | Common Stock | 977K | 7K | – |
| DORMAN PRODUCTS INC | COMMON | 215K | 2K | – |
| DRAFTKINGS INC COM CL A | COMMON | 1M | 27K | – |
| DYNEX CAPITAL INC | EQUITY | 2M | 183K | – |
| E L F BEAUTY INC COM | COMMON | 804K | 4K | – |
| EATON VANCE LTD DUR COM | COMMON | 224K | 23K | – |
| ECOLAB INC | EQUITY | 1M | 6K | – |
| ELECTRONIC ARTS INC | COMMON | 2M | 16K | – |
| ELEVANCE HEALTH INC | Common Stock | 431K | 832 | – |
| ELI LILLY & CO | EQUITY | 2M | 2K | – |
| ELLINGTON FINANCIAL INC | EQUITY | 2M | 180K | – |
| EMCOR GROUP INC | COMMON | 263K | 750 | – |
| ENERGY SELECT SECTOR SPDR FUND | ETF | 217K | 2K | – |
| EQUIFAX INC | EQUITY | 1M | 5K | – |
| EQUITABLE HOLDINGS INC | COMMON | 1M | 32K | – |
| ESTEE LAUDER COMPANIES-CL A | EQUITY | 1M | 8K | – |
| EXXON MOBIL CORP | Common Stock | 302K | 3K | – |
| FAIR ISAAC CORP | Common Stock | 674K | 539 | – |
| FASTENAL CO | EQUITY | 1M | 17K | – |
| FEDERAL REALTY INVS TRUST | REIT | 756K | 7K | – |
| FIDELITY NATIONAL INFO SERV | EQUITY | 2M | 31K | – |
| FIDELITY WISE ORIGIN SHS | COMMON | 807K | 13K | – |
| FIRST TR EXCH TRADED PFD SECS INC ETF | ETF | 1M | 85K | – |
| FORTINET INC | EQUITY | 2M | 33K | – |
| FORTRESS TRANS INFRS COM REP LTD LIAB | OTHREQTY | 538K | 8K | – |
| FRANKLIN BSP REALTY TRUST IN | EQUITY | 2M | 163K | – |
| GAMING & LEISURE PPT COM | REIT | 750K | 16K | – |
| GARTNER INC | EQUITY | 2M | 4K | – |
| GENERAL ELECTRIC CO | Common Stock | 841K | 5K | – |
| GILEAD SCIENCES INC | COMMON | 212K | 3K | – |
| GLOBAL MED REIT INC COM NEW | REIT | 529K | 60K | – |
| GLOBAL X FDS GLB X URANIUM | OTHREQTY | 247K | 9K | – |
| GOLDMAN SACHS GROUP INC | Common Stock | 239K | 571 | – |
| GRANITE CONSTRUCTION INC | COMMON | 514K | 9K | – |
| HCA HEALTHCARE INC | Common Stock | 240K | 720 | – |
| HONEYWELL INTERNATIONAL INC | Common Stock | 697K | 3K | – |
| HUBBELL INC | COMMON | 2M | 4K | – |
| HUBSPOT INC COM | COMMON | 2M | 3K | – |
| INCYTE CORP | COMMON | 312K | 5K | – |
| INSTALLED BLDG PRODS COM | COMMON | 224K | 865 | – |
| INTEL CORP | EQUITY | 1M | 31K | – |
| INTERCONTINENTAL EXCHANGE IN | EQUITY | 1M | 9K | – |
| INTL BUSINESS MACHINES CORP | EQUITY | 5M | 26K | – |
| INTUIT INC | COMMON | 6M | 8K | – |
| INTUITIVE SURGICAL INC | COMMON | 578K | 1K | – |
| INVESCO EXCH TRADED CEF INM COMPSI | ETF | 1M | 75K | – |
| INVESCO QQQ TRUST SERIES 1 | ETF | 504K | 1K | – |
| INVESCO SENIOR LOAN ETF | ETF | 2M | 95K | – |
| INVESCO TAXABLE MUNICIPAL BOND | ETF | 2M | 60K | – |
| ISHARES 20 YEAR TREASURY BOND ETF | ETF | 852K | 9K | – |
| ISHARES FLTG RATE BD ETF | ETF | 2M | 33K | – |
| ISHARES IBOXX IVSTMT GRADE CORP BND ETF | ETF | 1M | 12K | – |
| ISHARES J.P. MORGAN USD EMRG MKT BND ETF | ETF | 807K | 9K | – |
| ISHARES MORTGAGE REAL ESTATE ETF | ETF | 581K | 25K | – |
| ISHARES MSCI JAPAN ETF | ETF | 239K | 3K | – |
| ISHARES MSCI JAPAN SMALL-CAP ETF | ETF | 220K | 3K | – |
| ISHARES PREFERRED & INCOME SEC ETF | ETF | 2M | 58K | – |
| ISHARES TR MSCI INDIA ETF | ETF | 238K | 5K | – |
| ISHARES TR MSCI INDIA SM CP | ETF | 228K | 3K | – |
| ISHARES TR NATIONAL MUN ETF | ETF | 979K | 9K | – |
| ISHARES TR TRS FLT RT BD | ETF | 1M | 27K | – |
| JANUS DETROIT STR TR HENDRSON AAA CL | ETF | 1M | 27K | – |
| JOHNSON & JOHNSON | EQUITY | 1M | 9K | – |
| JPMORGAN CHASE & CO ALERIAN ML ETN | OTHREQTY | 256K | 9K | – |
| JPMORGAN CHASE & CO COM | Common Stock | 1M | 5K | – |
| KKR REAL ESTATE FIN TR REIT | EQUITY | 2M | 171K | – |
| KLA CORP | EQUITY | 1M | 2K | – |
| L3HARRIS TECHNOLOGIES INC | COMMON | 1M | 5K | – |
| LADDER CAPITAL CORP-REIT | EQUITY | 2M | 201K | – |
| LEIDOS HOLDINGS INC | COMMON | 1M | 9K | – |
| LENNAR CORP-A | EQUITY | 1M | 8K | – |
| LINDE PLC COM | Common Stock | 425K | 915 | – |
| LOCKHEED MARTIN CORP | COMMON | 666K | 1K | – |
| LTC PPTYS INC COM | REIT | 573K | 18K | – |
| LULULEMON ATHLETICA COM | COMMON | 391K | 1K | – |
| MACERICH CO | REIT | 2M | 110K | – |
| MARATHON PETE CORP COM | COMMON | 603K | 3K | – |
| MARSH & MCLENNAN COS | EQUITY | 1M | 6K | – |
| MARVELL TECHNOLOGY INC | EQUITY | 1M | 17K | – |
| MASTERBRAND INC COMMON STOCK | COMMON | 218K | 12K | – |
| MASTERCARD INC - A | EQUITY | 7M | 15K | – |
| MCKESSON CORP | EQUITY | 1M | 2K | – |
| MEDICAL PPTYS TRUST COM | REIT | 360K | 77K | – |
| MEDTRONIC PLC | EQUITY | 2M | 19K | – |
| MERCADOLIBRE INC COM | Common Stock | 1M | 856 | – |
| MERCK & CO INC | Common Stock | 1M | 11K | – |
| META PLATFORMS INC | COMMON | 9M | 18K | – |
| MFA FINANCIAL INC | EQUITY | 2M | 200K | – |
| MICROCHIP TECHNOLOGY INC | EQUITY | 1M | 15K | – |
| MICRON TECHNOLOGY INC | EQUITY | 2M | 14K | – |
| MICROSOFT CORP | COMMON | 10M | 23K | – |
| MINERALS TECHNOLOGIES INC | COMMON | 211K | 3K | – |
| MONGODB INC CL A | COMMON | 717K | 2K | – |
| MOODY'S CORP | EQUITY | 1M | 3K | – |
| MORGAN STANLEY COM NEW | Common Stock | 208K | 2K | – |
| MR COOPER GROUP INC | COMMON | 1M | 17K | – |
| MSCI INC | EQUITY | 1M | 2K | – |
| MYR GROUP INC DEL COM | COMMON | 884K | 5K | – |
| NETFLIX COM INC COM | Common Stock | 9M | 14K | – |
| NEW YORK MORTGAGE TRUST INC | EQUITY | 2M | 266K | – |
| NEWLAKE CAPITAL PART COM | COMMON | 486K | 26K | – |
| NIKE INC -CL B | EQUITY | 1M | 12K | – |
| NOVO NORDISK A/S-SPONS ADR | ADR | 2M | 12K | – |
| NUVEEN PREFERRED & INCOME OPP FUND | ETF | 144K | 20K | – |
| NVDA 05/17/24 P935 05/24 935.0 PUT | OPTP_EQY | 370K | 50 | – |
| NVIDIA CORP COM | COMMON | 6M | 6K | – |
| ON SEMICONDUCTOR | EQUITY | 1M | 16K | – |
| ORACLE CORP | EQUITY | 6M | 48K | – |
| O'REILLY AUTOMOTIVE INC | EQUITY | 2M | 2K | – |
| ORMAT TECHNOLOGIES INC | EQUITY | 1M | 19K | – |
| PACCAR INC | COMMON | 434K | 4K | – |
| PACKAGING CORP OF AMERICA | COMMON | 569K | 3K | – |
| PALANTIR TECHNOLOGIE CL A | Common Stock | 1M | 44K | – |
| PALO ALTO NETWORKS I COM | Common Stock | 3M | 11K | – |
| PARKER HANNIFIN CORP | COMMON | 611K | 1K | – |
| PARSONS CORPORATION COM | COMMON | 871K | 11K | – |
| PAYPAL HOLDINGS INC | EQUITY | 1M | 20K | – |
| PENNYMAC MORTGAGE INVESTMENT | EQUITY | 2M | 152K | – |
| PEPSICO INC | Common Stock | 398K | 2K | – |
| PERDOCEO EDUCATION CORP | COMMON | 258K | 15K | – |
| PHILIP MORRIS INTL INC | Common Stock | 213K | 2K | – |
| PPG INDUSTRIES INC | EQUITY | 1M | 9K | – |
| PROCTER & GAMBLE CO /THE | Common Stock | 665K | 4K | – |
| PROLOGIS INC | EQUITY | 1M | 11K | – |
| PROSHARES TR PSHS SHRT S&P500 | ETF | 502K | 42K | – |
| PROSHARES TR SHRT 20YR TRE | ETF | 951K | 41K | – |
| PULTE GROUP INC | EQUITY | 1M | 11K | – |
| QUALCOMM INC | EQUITY | 1M | 9K | – |
| READY CAPITAL CORP | EQUITY | 2M | 214K | – |
| REALTY INCOME CORP COM | REIT | 573K | 11K | – |
| REDWOOD TRUST INC | EQUITY | 2M | 305K | – |
| REGENCY CENTERS CORP | REIT | 835K | 14K | – |
| RITHM CAPITAL CORP | EQUITY | 2M | 212K | – |
| ROPER TECHNOLOGIES | Common Stock | 1M | 2K | – |
| ROSS STORES INC | EQUITY | 1M | 8K | – |
| RTX CORP | Common Stock | 690K | 7K | – |
| S&P GLOBAL INC | EQUITY | 2M | 5K | – |
| SALESFORCE INC | EQUITY | 7M | 24K | – |
| SAMSARA INC COM CL A | COMMON | 567K | 15K | – |
| SCHWAB (CHARLES) CORP | EQUITY | 1M | 18K | – |
| SCIENTIFIC GAMES CORP-A | COMMON | 209K | 2K | – |
| SERVICENOW INC COM | COMMON | 6M | 7K | – |
| SIMON PROPERTY GROUP INC | EQUITY | 1M | 8K | – |
| SIMPLIFY EXCHANGE TR HEALTH CARE ETF | ETF | 239K | 8K | – |
| SKYWARD SPECIALTY IN COM | COMMON | 561K | 15K | – |
| SNOWLAKE, INC. COM | Common Stock | 1M | 8K | – |
| SPDR BLOOMBERG BARCLAYS 1-3MO TBILL | ETF | 367K | 4K | – |
| SPDR BLOOMBERG BARCLAYS HIGH YIELD | ETF | 1M | 14K | – |
| SPDR BLOOMBERG CONV SECURITIES ETF | ETF | 913K | 13K | – |
| SPDR SER TR HLTH CR EQUIP | ETF | 209K | 2K | – |
| SPDR SERIES TRUST S&P BIOTECH | ETF | 2M | 18K | – |
| SPDR SERIES TRUST S&P OILGAS EXP | ETF | 310K | 2K | – |
| SPOTIFY COMMON | OTHREQTY | 660K | 3K | – |
| SPROTT PHYSICAL GOLD UNIT | ETF | 234K | 14K | – |
| SSGA ACTIVE ETF TR BLKSTN GSOSRLN | ETF | 2M | 47K | – |
| STARWOOD PROPERTY TRUST INC | EQUITY | 3M | 132K | – |
| STEEL DYNAMICS INC | EQUITY | 1M | 9K | – |
| STONEX GROUP INC | COMMON | 256K | 4K | – |
| STRYKER CORP | EQUITY | 2M | 5K | – |
| SUNCOKE ENERGY INC COM | COMMON | 209K | 19K | – |
| SYNOPSYS INC | COMMON | 4M | 7K | – |
| SYSCO CORP | EQUITY | 1M | 15K | – |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | ADR | 952K | 7K | – |
| TESLA INC | COMMON | 365K | 2K | – |
| TEXAS INSTRUMENTS INC | EQUITY | 1M | 8K | – |
| TEXTRON INC COM | COMMON | 959K | 10K | – |
| THE TRADE DESK INC COM CL A | COMMON | 1M | 17K | – |
| THERMO FISHER SCIENTIFIC INC | EQUITY | 2M | 4K | – |
| TIDEWATER INC | COMMON | 552K | 6K | – |
| TJX COMPANIES INC | EQUITY | 1M | 12K | – |
| TOLL BROTHERS INC | COMMON | 906K | 7K | – |
| TPG RE FINANCE TRUST INC | EQUITY | 3M | 364K | – |
| TRADEWEB MKTS INC CL A | COMMON | 1M | 11K | – |
| TRI POINTE HOMES INC | COMMON | 223K | 6K | – |
| TWO HARBORS INVESTMENT CORP | EQUITY | 2M | 163K | – |
| UBER TECHNOLOGIES INC | Common Stock | 3M | 44K | – |
| UNION PACIFIC CORP | Common Stock | 767K | 3K | – |
| UNITED RENTALS INC COM | COMMON | 793K | 1K | – |
| UNITEDHEALTH GROUP INC | EQUITY | 3M | 6K | – |
| VANECK ETF TRUST BDC INCOME ETF | ETF | 997K | 59K | – |
| VANECK ETF TRUST EMERGING MRKT HI | ETF | 687K | 36K | – |
| VANECK FALLEN ANGEL HIGH YIELD BOND ETF | OTHREQTY | 1M | 35K | – |
| VANECK HIGH YIELD MUNI ETF | ETF | 862K | 17K | – |
| VANGUARD CHARLOTTE F TOTAL INT BD ETF | ETF | 516K | 11K | – |
| VANGUARD SPECIALIZED DIV APP ETF | ETF | 508K | 3K | – |
| VERISK ANALYTICS INC | EQUITY | 2M | 8K | – |
| VERTEX PHARMACEUTICALS INC | COMMON | 564K | 1K | – |
| VERTIV HOLDINGS CO COM CL A | COMMON | 1M | 13K | – |
| VICI PPTYS INC COM | REIT | 900K | 30K | – |
| VIRTUS INVT PARTNERS COM | COMMON | 205K | 825 | – |
| VISA INC CLASS A | Common Stock | 8M | 28K | – |
| VORNADO REALTY TRUST | REIT | 605K | 21K | – |
| WALMART INC | Common Stock | 456K | 8K | – |
| WALT DISNEY CO | EQUITY | 1M | 11K | – |
| WATTS WATER TECHNOLO CL A | COMMON | 211K | 995 | – |
| WELLS FARGO & COMPANY | Common Stock | 368K | 6K | – |
| WESTERN DIGITAL CORP | COMMON | 298K | 4K | – |
| WISDOMTREE TR FLOATNG RAT TREA | ETF | 1M | 25K | – |
| WORKDAY INC CL A | Common Stock | 2M | 9K | – |
| WORLD GOLD TR SPDR GLD MINIS | COMMON | 234K | 5K | – |
| WP CAREY INC | REIT | 439K | 8K | – |
| WW GRAINGER INC | EQUITY | 1M | 1K | – |
| XP INC CL A | COMMON | 565K | 22K | – |