Hedge Fund Database

WEALTHSPRING CAPITAL LLC

Adviser information for WEALTHSPRING CAPITAL LLC last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 360 $503.4M
Non-Discretionary 0 $0
Total 360 $503.4M

Clients

Type Number RAUM
Individuals <5 $606,955
HNW Individuals 83 $56.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $4.0M
Pension and profit sharing plans <5 $4.7M
Charitable organizations <5 $852,100
State or municipal gov entities 0 $0
Other investment advisers 11 $386.0M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 13 $50.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 3
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-117460
SEC ERA File Number 801-117460
SEC CIK Numbers 1844495
SEC CRD Numbers 301040
Legal Entity Identifier None

Principal Office

2 WESTCHESTER PARK DRIVE
SUITE 108
WEST HARRISON
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 914-419-2207, Fax: N/A

Websites

wealthspringcapital.com www.linkedin.com/company/wealthspring-capital/

Chief Compliance Officer

MICHAEL JAMES MAYER
CHIEF OPERTAING OFFICER & CHIEF COMPLIANCE OFFICER
2 WESTCHESTER PARK DRIVE
SUITE 108
WEST HARRISON
NY
United States
Tel: 646-860-8141
Fax: N/A
(Full email address available in API data)

Regulatory Contact

MATTHEW SIMPSON
MANAGING MEMBER
2 WESTCHESTER PARK DRIVE
SUITE 108
WEST HARRISON
NY
United States
Tel: 646-975-2114
Fax: N/A
(Full email address available in API data)

Industry Affiliates

FOUNTAIN PRIVATE OPPORTUNITIES MANAGER, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
WEALTHSPRING OPENLY S/C LLC Private Equity Fund $4.0M $0.1M 23

Control Persons

Name Type Entity Title Since Ownership
SIMPSON, MATTHEW Individual – MANAGING MEMBER 02/2019 50-75%
GALLERS, DAVID, MITCHEL Individual – MEMBER 02/2019 10-25%
MAYER, MICHAEL, JAMES Individual – CHIEF OPERTAING OFFICER & CHIEF COMPLIANCE OFFICER 09/2021 < 5%
TRUST FOR THE DESCENDANTS OF MATTHEW A. SIMPSON Domestic Entity – OWNER 10/2021 10-25%
Simpson, Jennifer Individual TRUST FOR THE DESCENDANTS OF MATTHEW A. SIMPSON TRUSTEE OF TRUST FOR DESCENDANTS OF MATTHEW A. SIMPSON 10/2021

No. Employees, Historic

105020192020202120222023202420252 on 9/9/20192 on 10/22/20192 on 10/23/20192 on 10/24/20192 on 2/25/20202 on 5/7/20202 on 5/7/20202 on 6/23/20202 on 8/14/20203 on 11/10/20203 on 12/11/20203 on 3/19/20213 on 3/24/20215 on 10/20/20215 on 10/28/20215 on 3/31/20225 on 3/31/20225 on 5/5/20225 on 8/18/20225 on 9/19/20225 on 11/8/20225 on 12/8/20227 on 3/28/20237 on 7/30/20235 on 2/14/2024

RAUM, Historic

900M450M0201920202021202220232024202529809445 on 9/9/201937515128 on 10/22/201937515128 on 10/23/201937515128 on 10/24/201961492223 on 2/25/2020114355290 on 5/7/2020114355290 on 5/7/2020114355290 on 6/23/2020163664164 on 8/14/2020247677394 on 11/10/2020247677394 on 12/11/2020353712870 on 3/19/2021353712870 on 3/24/2021732282446 on 10/20/2021732282446 on 10/28/2021807787935 on 3/31/2022807787935 on 3/31/2022807787935 on 5/5/2022807787935 on 8/18/2022807787935 on 9/19/2022807787935 on 11/8/2022807787935 on 12/8/2022554593765 on 3/28/2023554593765 on 7/30/2023503434486 on 2/14/2024

No. Clients, Historic

7003500201920202021202220232024202528 on 9/9/201940 on 10/22/201940 on 10/23/201940 on 10/24/201999 on 2/25/2020129 on 5/7/2020129 on 5/7/2020129 on 6/23/2020151 on 8/14/2020222 on 11/10/2020222 on 12/11/2020452 on 3/19/2021452 on 3/24/2021581 on 10/20/2021581 on 10/28/2021613 on 3/31/2022613 on 3/31/2022613 on 5/5/2022613 on 8/18/2022613 on 9/19/2022613 on 11/8/2022613 on 12/8/202298 on 3/28/202398 on 7/30/2023108 on 2/14/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
99 ACQUISITION GROUP INC *W EXP 08/25/202 927 28K –
99 ACQUISITION GROUP INC CL A 1M 108K –
99 ACQUISITION GROUP INC RIGHT 08/25/2028 8K 28K –
AGRICULTURE & NAT SOL ACQ CO SHS CL A 3M 339K –
AIMEI HEALTH TECHNOLOGY CO L SHS 6M 534K –
ALCHEMY INVTS ACQUISITN CORP *W EXP 11/30/202 10K 71K –
ALCHEMY INVTS ACQUISITN CORP SHS CL A 2M 216K –
ALPHATIME ACQUISITION CORP *W EXP 03/01/202 468 31K –
ALPHATIME ACQUISITION CORP RIGHT 03/01/2028 5K 31K –
ARES ACQUISITION CORP II *W EXP 99/99/999 26K 202K –
ARES ACQUISITION CORP II SHS CLASS A 10M 918K –
AURA FAT PROJS ACQUISITION C *W EXP 99/99/999 267 17K –
BELLEVUE LIFE SCNCS AQSTN CO *W EXP 02/09/202 258 13K –
BELLEVUE LIFE SCNCS AQSTN CO RIGHT 02/09/2028 1K 13K –
BITE ACQUISITION CORP COMMON STOCK 2M 187K –
BOWEN ACQUISITION CORP RIGHT 99/99/9999 2K 17K –
BOWEN ACQUISITION CORP SHS 988K 94K –
BUKIT JALIL GBL ACQUISITION *W EXP 12/30/202 508 21K –
BUKIT JALIL GBL ACQUISITION RIGHT 12/30/2024 6K 42K –
CARTESIAN GROWTH CORP II *W EXP 07/12/202 1K 14K –
CARTESIAN GROWTH CORP II CLASS A ORD 4M 376K –
CENTURION ACQUISITION CORP UNIT 05/31/2032 4M 419K –
CETUS CAP ACQUISITION CORP *W EXP 01/31/202 296 11K –
CETUS CAP ACQUISITION CORP RIGHT 03/31/2024 2K 11K –
CHENGHE ACQUISITION II CO UNIT 05/30/2031 642K 64K –
CHURCHILL CAPITAL CORP IX UNIT 99/99/9999 205K 20K –
COLOMBIER ACQUISITION CORP I *W EXP 11/24/202 20K 66K –
COLOMBIER ACQUISITION CORP I COM SHS CL A 811K 79K –
DISTOKEN ACQUISITION CORP ORDINARY SHARES 1M 126K –
DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 3K 23K –
DT CLOUD ACQUISITION CORP ORD SHS 1M 102K –
ESH ACQUISITION CORP COM 2M 171K –
ESH ACQUISITION CORP RIGHT 99/99/9999 3K 26K –
FOCUS IMPACT ACQUISITION COR *W EXP 99/99/999 482 14K –
FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 3K 61K –
GLOBAL STAR ACQUISITION INC *W EXP 07/15/202 356 20K –
GLOBAL STAR ACQUISITION INC RIGHT 06/21/2024 2K 20K –
GOLDEN STAR ACQUISITION CORP RIGHT 03/30/2025 4K 13K –
GORES HOLDINGS IX INC *W EXP 01/14/202 956 12K –
GP-ACT III ACQUISITION CORP UNIT 99/99/9999 3M 299K –
GRAF GLOBAL CORP UNIT 05/31/2032 2M 190K –
HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 3K 19K –
HAYMAKER ACQUISITION CORP IV CLASS A 5M 436K –
IB ACQUISITION CORP COM SHS 5M 496K –
IB ACQUISITION CORP RIGHT 09/28/2025 38K 498K –
INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 6K 67K –
INFLECTION PT ACQUISITN CRP CL A ORD SHS 4M 341K –
KEEN VISION ACQUISITION CORP *W EXP 03/15/202 1K 20K –
KEEN VISION ACQUISITION CORP SHS 659K 62K –
KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 372 14K –
LEGATO MERGER CORP III *W EXP 05/08/203 3K 19K –
LEGATO MERGER CORP III ORD SHS 2M 156K –
LIONHEART HOLDINGS UNIT 99/99/9999 4M 390K –
MELAR ACQUISITION CORP. I UNIT 06/10/2029 2M 212K –
NABORS ENERGY TRANSITION COR *W EXP 09/01/202 12K 120K –
NABORS ENERGY TRANSITION COR CL A 5M 521K –
PLUM ACQUISITION CORP III CLASS A ORD SHS 1M 132K –
QUETTA ACQUISITION CORP COM 3M 328K –
RF ACQUISITION CORP II UNIT 05/01/2026 1M 130K –
SILVERBOX CORP III *W EXP 02/28/202 16K 110K –
SILVERBOX CORP III COM CL A 3M 326K –
SPARK I ACQUISITION CORP ORD SHS 2M 164K –
THUNDER BRDG CAP PRTNRS IV I CLASS A COM 586K 56K –
TMT ACQUISITION CORP RIGHT 03/27/2028 5K 15K –
TRAILBLAZER MERGER CORP I CL A 2M 179K –
TRAILBLAZER MERGER CORP I RIGHT 04/21/2028 11K 94K –
VALUENCE MERGER CORP I CLASS A ORD SHS 715K 63K –