STEELHEAD CAPITAL MANAGEMENT, LLC
Adviser information for STEELHEAD CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $247.8M |
| Non-Discretionary | 0 | $0 |
| Total | 22 | $247.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $247.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117461 |
|---|---|
| SEC ERA File Number | 801-117461 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173440 |
| Legal Entity Identifier | None |
Principal Office
1751 RIVER RUNSUITE 400
FORT WORTH
TX
United States
Monday - Friday, 8 TO 5
Tel: 817-984-9197, Fax: 817-887-2213
Chief Compliance Officer
LESLIE W. KREIS
PRINCIPAL
1751 RIVER RUN
SUITE 400
FORT WORTH
TX
United States
Tel:
817-984-9197
Fax:
817-887-2213
L*****@**************M
(Full email address available in API data)
Industry Affiliates
| BIOS EQUITY PARTNERS II, LP | Sponsor, GP, manager of pooled investment vehicles |
| BIOS EQUITY PARTNERS III, LP | Sponsor, GP, manager of pooled investment vehicles |
| BIOS EQUITY PARTNERS, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BIOS ACTUATE CO-INVEST I, LP | Venture Capital Fund | $2.4M | $0.0M | 41 |
| BIOS ACTUATE CO-INVEST II, LP | Venture Capital Fund | $16.4M | $0.0M | 94 |
| BIOS ACTUATE CO-INVEST III, LP | Venture Capital Fund | $4.8M | $0.0M | 21 |
| BIOS AZITRA CO-INVEST I, LP | Venture Capital Fund | $0.4M | $0.0M | 43 |
| BIOS FUND I QP, LP | Venture Capital Fund | $6.6M | $0.0M | 33 |
| BIOS FUND I, LP | Venture Capital Fund | $11.3M | $0.0M | 89 |
| BIOS FUND II NT, LP | Venture Capital Fund | $3.7M | $0.0M | 19 |
| BIOS FUND II QP, LP | Venture Capital Fund | $27.4M | $0.0M | 112 |
| BIOS FUND II, LP | Venture Capital Fund | $8.4M | $0.0M | 86 |
| BIOS FUND III NT, LP | Venture Capital Fund | $14.6M | $0.2M | 20 |
| BIOS FUND III QP, LP | Venture Capital Fund | $86.4M | $0.2M | 305 |
| BIOS FUND III, LP | Venture Capital Fund | $12.7M | $0.2M | 92 |
| BIOS IMMUSOFT CO-INVEST I, LP | Venture Capital Fund | $2.4M | $0.0M | 51 |
| BIOS INCYCUS CO-INVEST I, LP | Venture Capital Fund | $1.4M | $0.0M | 63 |
| BIOS LTI CO-INVEST III QP, LP | Venture Capital Fund | $10.8M | $0.0M | 30 |
| BIOS LTI CO-INVEST III, LP | Venture Capital Fund | $10.5M | $0.0M | 100 |
| BIOS LTI SPV II, LP | Venture Capital Fund | $3.7M | $0.0M | 49 |
| BIOS MEMORY SPV I, LP | Venture Capital Fund | $2.6M | $0.0M | 42 |
| BIOS MEMORY SPV II, LP | Venture Capital Fund | $0.7M | $0.0M | 30 |
| BIOS ONL CO-INVEST I, LP | Venture Capital Fund | $9.7M | $0.0M | 83 |
| BIOS SIRPANT CO-INVEST I QP, LP | Venture Capital Fund | $5.4M | $0.0M | 35 |
| BIOS SIRPANT CO-INVEST I, LP | Venture Capital Fund | $5.4M | $0.0M | 95 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KREIS, LESLIE, WAYNE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 01/2011 | > 75% |