PARCION PRIVATE WEALTH LLC
Adviser information for PARCION PRIVATE WEALTH LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,948 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 1,948 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $32.2M |
| HNW Individuals | 160 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $63.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $16.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
11980 NE 24TH STSUITE 210
BELLEVUE
WA
United States
Monday - Friday, 7:00 AM - 4:00 PM
Tel: 425-278-9555, Fax: None
Chief Compliance Officer
BRENDAN SULLIVAN
CHIEF OPERATING OFFICER
11980 NE 24TH ST
SUITE 210
BELLEVUE
WA
United States
Tel:
425-278-9555
B***************@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COOK, TERRANCE, LEO | Individual | – | MANAGING MEMBER | 10/2019 | > 75% |
| SULLIVAN, BRENDAN, M | Individual | – | CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 715 | 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| 3M CO | COM | 558K | 5K | – |
| AAON INC | COM PAR $0.004 | 1M | 17K | – |
| ABBOTT LABS | COM | 21K | 205 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ABBOTT LABS | COM | 6M | 60K | – |
| ABBVIE INC | COM | 35K | 206 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ABBVIE INC | COM | 2M | 12K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 5M | 16K | – |
| ADOBE INC | COM | 3K | 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ADOBE INC | COM | 502K | 904 | – |
| ADVANCED MICRO DEVICES INC | COM | 4K | 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ADVANCED MICRO DEVICES INC | COM | 272K | 2K | – |
| ALASKA AIR GROUP INC | COM | 2K | 46 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALASKA AIR GROUP INC | COM | 206K | 5K | – |
| ALLIANT ENERGY CORP | COM | 333K | 7K | – |
| ALLIENT INC | COM | 6M | 248K | – |
| ALPHABET INC | CAP STK CL A | 215K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPHABET INC | CAP STK CL C | 77K | 420 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ALPHABET INC | CAP STK CL A | 4M | 22K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALTRIA GROUP INC | COM | 456K | 10K | – |
| AMAZON COM INC | COM | 182K | 940 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMAZON COM INC | COM | 12M | 63K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 59M | 656K | – |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 4M | 46K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 1M | 12K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 336K | 5K | – |
| AMERICAN ELEC PWR CO INC | COM | 537K | 6K | – |
| AMERICAN TOWER CORP NEW | COM | 972 | 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMERICAN TOWER CORP NEW | COM | 262K | 1K | – |
| AMERIPRISE FINL INC | COM | 2K | 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMERIPRISE FINL INC | COM | 252K | 589 | – |
| AMGEN INC | COM | 2K | 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AMGEN INC | COM | 489K | 2K | – |
| APPLE INC | COM | 398K | 2K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| APPLE INC | COM | 38M | 183K | – |
| ARES CAPITAL CORP | COM | 479K | 23K | – |
| AT&T INC | COM | 9K | 457 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| AT&T INC | COM | 330K | 17K | – |
| AVISTA CORP | COM | 254K | 7K | – |
| BANDWIDTH INC | COM CL A | 4M | 224K | – |
| BANK AMERICA CORP | COM | 10K | 249 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BANK AMERICA CORP | COM | 3M | 79K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 32K | 78 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
| BLACKROCK INC | COM | 787 | 1 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BLACKROCK INC | COM | 6M | 8K | – |
| BLACKSTONE INC | COM | 255K | 2K | – |
| BOEING CO | COM | 2M | 11K | – |
| BROADCOM INC | COM | 13K | 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| BROADCOM INC | COM | 11M | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 234K | 4K | – |
| CATERPILLAR INC | COM | 2K | 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CATERPILLAR INC | COM | 5M | 16K | – |
| CENCORA INC | COM | 211K | 938 | – |
| CHEVRON CORP NEW | COM | 3K | 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CHEVRON CORP NEW | COM | 7M | 45K | – |
| CITIGROUP INC | COM NEW | 268K | 4K | – |
| COCA COLA CO | COM | 2K | 39 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COCA COLA CO | COM | 7M | 102K | – |
| COINBASE GLOBAL INC | COM CL A | 66M | 297K | – |
| COLUMBIA ETF TR I | US EQUITY INCOME | 377K | 9K | – |
| COMCAST CORP NEW | CL A | 4M | 98K | – |
| CONOCOPHILLIPS | COM | 4K | 34 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CONOCOPHILLIPS | COM | 1M | 12K | – |
| CORTEVA INC | COM | 2K | 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CORTEVA INC | COM | 1M | 28K | – |
| COSTCO WHSL CORP NEW | COM | 54K | 64 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| COSTCO WHSL CORP NEW | COM | 5M | 6K | – |
| CRANE COMPANY | COMMON STOCK | 204K | 1K | – |
| CRH PLC | ORD | 750 | 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CRH PLC | ORD | 5M | 71K | – |
| CROWDSTRIKE HLDGS INC | CL A | 336K | 877 | – |
| CUMMINS INC | COM | 11K | 38 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| CUMMINS INC | COM | 4M | 14K | – |
| DANAHER CORPORATION | COM | 16K | 63 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DANAHER CORPORATION | COM | 8M | 31K | – |
| DEERE & CO | COM | 11K | 30 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DEERE & CO | COM | 3M | 7K | – |
| DELL TECHNOLOGIES INC | CL C | 340K | 2K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 66M | 2M | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 295K | 11K | – |
| DOMINION ENERGY INC | COM | 784 | 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DOMINION ENERGY INC | COM | 497K | 10K | – |
| DOW INC | COM | 1K | 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DOW INC | COM | 2M | 42K | – |
| DTE ENERGY CO | COM | 607K | 5K | – |
| DUKE ENERGY CORP NEW | COM NEW | 1M | 15K | – |
| DUPONT DE NEMOURS INC | COM | 1K | 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| DUPONT DE NEMOURS INC | COM | 2M | 28K | – |
| EATON CORP PLC | SHS | 29K | 93 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EATON CORP PLC | SHS | 216K | 689 | – |
| ELI LILLY & CO | COM | 14K | 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ELI LILLY & CO | COM | 2M | 3K | – |
| ENBRIDGE INC | COM | 404K | 11K | – |
| ENTERGY CORP NEW | COM | 415K | 4K | – |
| EQUINIX INC | COM | 8K | 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EQUINIX INC | COM | 4M | 6K | – |
| ESS TECH INC | COMMON STOCK | 14K | 17K | – |
| ESSEX PPTY TR INC | COM | 1K | 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ESSEX PPTY TR INC | COM | 364K | 1K | – |
| EXXON MOBIL CORP | COM | 12K | 100 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| EXXON MOBIL CORP | COM | 824K | 7K | – |
| F5 INC | COM | 861 | 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| F5 INC | COM | 208K | 1K | – |
| FATE THERAPEUTICS INC | COM | 92K | 28K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 7M | 162K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 4M | 81K | – |
| FORD MTR CO DEL | COM | 7K | 533 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| FORD MTR CO DEL | COM | 153K | 12K | – |
| FORTINET INC | COM | 462K | 8K | – |
| FREEPORT-MCMORAN INC | CL B | 4M | 86K | – |
| FUNKO INC | COM CL A | 274K | 28K | – |
| GARMIN LTD | SHS | 5K | 32 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| GARMIN LTD | SHS | 6M | 37K | – |
| GENERAL DYNAMICS CORP | COM | 776K | 3K | – |
| GENERAL ELECTRIC CO | COM NEW | 332K | 2K | – |
| HOME DEPOT INC | COM | 34K | 99 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| HOME DEPOT INC | COM | 5M | 15K | – |
| INTEL CORP | COM | 4K | 135 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTEL CORP | COM | 2M | 72K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| INTERPUBLIC GROUP COS INC | COM | 4M | 140K | – |
| INTUITIVE SURGICAL INC | COM NEW | 24K | 54 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| INTUITIVE SURGICAL INC | COM NEW | 425K | 955 | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 16M | 670K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 351K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 1M | 77K | – |
| INVESCO QQQ TR | UNIT SER 1 | 45M | 94K | – |
| ISHARES GOLD TR | ISHARES NEW | 16M | 373K | – |
| ISHARES INC | MSCI EURZONE ETF | 9K | 179 | Richard Bernstein Advisors LLC |
| ISHARES INC | CORE MSCI EMKT | 2M | 33K | – |
| ISHARES INC | MSCI EURZONE ETF | 1M | 22K | – |
| ISHARES INC | EM MKT SM-CP ETF | 292K | 5K | – |
| ISHARES TR | MSCI CHINA ETF | 25K | 597 | Richard Bernstein Advisors LLC |
| ISHARES TR | A RATE CP BD ETF | 14M | 297K | – |
| ISHARES TR | MSCI CHINA ETF | 2M | 52K | – |
| ISHARES TR | FALN ANGLS USD | 1M | 48K | – |
| ISHARES TR | INTERNATIONAL SL | 1M | 34K | – |
| ISHARES TR | CHINA LG-CAP ETF | 28M | 1M | – |
| ISHARES TR | EAFE SML CP ETF | 11M | 181K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 49K | – |
| ISHARES TR | RUSSELL 3000 ETF | 960K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 887K | 2K | – |
| ISHARES TR | S&P MC 400GR ETF | 813K | 9K | – |
| ISHARES TR | MSCI EAFE ETF | 627K | 8K | – |
| ISHARES TR | MSCI EURO FL ETF | 340K | 15K | – |
| ISHARES TR | 7-10 YR TRSY BD | 307K | 3K | – |
| ISHARES TR | SP SMCP600VL ETF | 244K | 3K | – |
| ISHARES TR | CORE US AGGBD ET | 212K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 56M | 891K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 17M | 292K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 96K | 2K | Richard Bernstein Advisors LLC |
| JANUS DETROIT STR TR | HENDERSON MTG | 16M | 353K | – |
| JOHNSON & JOHNSON | COM | 25K | 170 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| JOHNSON & JOHNSON | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO. | COM | 53K | 263 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| JPMORGAN CHASE & CO. | COM | 8M | 39K | – |
| KLA CORP | COM NEW | 10K | 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| KLA CORP | COM NEW | 10M | 12K | – |
| KROGER CO | COM | 4M | 79K | – |
| LESLIES INC | COM | 42K | 10K | – |
| LINDE PLC | SHS | 6M | 15K | – |
| LOCKHEED MARTIN CORP | COM | 9K | 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LOCKHEED MARTIN CORP | COM | 612K | 1K | – |
| LOUISIANA PAC CORP | COM | 8M | 102K | – |
| LOWES COS INC | COM | 1K | 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| LOWES COS INC | COM | 212K | 963 | – |
| MARATHON PETE CORP | COM | 27K | 158 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MARATHON PETE CORP | COM | 5M | 26K | – |
| MARSH & MCLENNAN COS INC | COM | 5M | 24K | – |
| MASTERCARD INCORPORATED | CL A | 10K | 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MASTERCARD INCORPORATED | CL A | 392K | 888 | – |
| MCDONALDS CORP | COM | 1K | 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MCDONALDS CORP | COM | 5M | 19K | – |
| MEDTRONIC PLC | SHS | 945 | 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MEDTRONIC PLC | SHS | 7M | 89K | – |
| MERCK & CO INC | COM | 33K | 265 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MERCK & CO INC | COM | 3M | 20K | – |
| META PLATFORMS INC | CL A | 143K | 284 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 8M | 86K | – |
| MICROSOFT CORP | COM | 383K | 856 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MICROSOFT CORP | COM | 28M | 63K | – |
| MIDDLESEX WTR CO | COM | 418K | 8K | – |
| MORGAN STANLEY | COM NEW | 8K | 84 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MORGAN STANLEY | COM NEW | 894K | 9K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 2K | 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| MOTOROLA SOLUTIONS INC | COM NEW | 525K | 1K | – |
| NETAPP INC | COM | 2K | 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NETAPP INC | COM | 223K | 2K | – |
| NETFLIX INC | COM | 41K | 61 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NETFLIX INC | COM | 967K | 1K | – |
| NEUBERGER BERMAN REAL ESTATE | COM | 122K | 36K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 5M | 27K | – |
| NEXTERA ENERGY INC | COM | 19K | 270 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NEXTERA ENERGY INC | COM | 387K | 5K | – |
| NIKE INC | CL B | 603 | 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NIKE INC | CL B | 562K | 7K | – |
| NOVO-NORDISK A S | ADR | 12K | 86 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NOVO-NORDISK A S | ADR | 216K | 2K | – |
| NVIDIA CORPORATION | COM | 166K | 1K | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| NVIDIA CORPORATION | COM | 22M | 182K | – |
| ORACLE CORP | COM | 9M | 65K | – |
| OSHKOSH CORP | COM | 4M | 34K | – |
| PACCAR INC | COM | 2K | 19 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PACCAR INC | COM | 27M | 267K | – |
| PACER FDS TR | US CASH COWS 100 | 7M | 128K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 3K | – |
| PAYPAL HLDGS INC | COM | 262K | 5K | – |
| PFIZER INC | COM | 16K | 567 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PFIZER INC | COM | 475K | 17K | – |
| PHILIP MORRIS INTL INC | COM | 257K | 3K | – |
| PHILLIPS 66 | COM | 15K | 109 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PHILLIPS 66 | COM | 1M | 9K | – |
| PINNACLE WEST CAP CORP | COM | 10K | 125 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PINNACLE WEST CAP CORP | COM | 2M | 23K | – |
| PIPER SANDLER COMPANIES | COM | 313K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 17K | 104 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PROCTER AND GAMBLE CO | COM | 7M | 45K | – |
| PROLOGIS INC. | COM | 8K | 68 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| PROLOGIS INC. | COM | 258K | 2K | – |
| PROSHARES TR | RUSS 2000 DIVD | 2M | 25K | – |
| PROSHARES TR | S&P MDCP 400 DIV | 855K | 12K | – |
| PROSHARES TR | PSHS ULTRA TECH | 335K | 5K | – |
| QUALCOMM INC | COM | 1K | 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| QUALCOMM INC | COM | 542K | 3K | – |
| REPUBLIC SVCS INC | COM | 5M | 23K | – |
| RESMED INC | COM | 6M | 31K | – |
| ROSS STORES INC | COM | 2K | 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| ROSS STORES INC | COM | 3M | 20K | – |
| RTX CORPORATION | COM | 16K | 163 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| RTX CORPORATION | COM | 586K | 6K | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SCHLUMBERGER LTD | COM STK | 2K | 36 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SCHLUMBERGER LTD | COM STK | 826K | 18K | – |
| SELECT SECTOR SPDR TR | ENERGY | 11K | 126 | Richard Bernstein Advisors LLC |
| SELECT SECTOR SPDR TR | FINANCIAL | 12K | 280 | Richard Bernstein Advisors LLC |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 12K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 272K | 7K | – |
| SEMPRA | COM | 13K | 176 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| SEMPRA | COM | 4M | 47K | – |
| SHOPIFY INC | CL A | 208K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 2M | 10K | – |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 354K | 5K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 573K | 1K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 533K | 996 | – |
| SPDR SER TR | PORTFOLIO S&P600 | 26K | 621 | Richard Bernstein Advisors LLC |
| SPDR SER TR | S&P DIVID ETF | 29K | 229 | Richard Bernstein Advisors LLC |
| SPDR SER TR | S&P 400 MDCP GRW | 53M | 631K | – |
| SPDR SER TR | PORTFOLIO SHORT | 3M | 96K | – |
| SPDR SER TR | S&P BIOTECH | 2M | 26K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 487K | 12K | – |
| SPDR SER TR | S&P DIVID ETF | 372K | 3K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 4M | 66K | – |
| STARBUCKS CORP | COM | 934 | 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| STARBUCKS CORP | COM | 1M | 14K | – |
| TD SYNNEX CORPORATION | COM | 2M | 14K | – |
| TESLA INC | COM | 7K | 37 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TESLA INC | COM | 567K | 3K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 14K | 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 455K | 823 | – |
| TJX COS INC NEW | COM | 2K | 17 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TJX COS INC NEW | COM | 6M | 51K | – |
| T-MOBILE US INC | COM | 1M | 7K | – |
| TPG INC | COM CL A | 4M | 94K | – |
| TRUIST FINL CORP | COM | 9K | 226 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| TRUIST FINL CORP | COM | 5M | 135K | – |
| UNION PAC CORP | COM | 11K | 48 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNION PAC CORP | COM | 2M | 11K | – |
| UNITEDHEALTH GROUP INC | COM | 25K | 49 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| UNITEDHEALTH GROUP INC | COM | 739K | 1K | – |
| US BANCORP DEL | COM NEW | 834 | 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| US BANCORP DEL | COM NEW | 2M | 53K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 662K | 4K | – |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 93M | 1M | – |
| VENTAS INC | COM | 1K | 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| VENTAS INC | COM | 324K | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 28K | – |
| VISA INC | COM CL A | 13K | 49 | PARAMETRIC PORTFOLIO ASSOCIATES LLC |
| VISA INC | COM CL A | 462K | 2K | – |
| WELLS FARGO CO NEW | COM | 3M | 57K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 16M | 566K | – |
| WISDOMTREE TR | US SMALLCAP DIVD | 4M | 129K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 14M | 310K | – |