REICHARD CAPITAL, LLC
Adviser information for REICHARD CAPITAL, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 190 | $324.0M |
| Non-Discretionary | 0 | $0 |
| Total | 190 | $324.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 30 | $10.4M |
| HNW Individuals | 36 | $276.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $36.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $305,481 |
| Other | <5 | $568,538 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-117478 |
|---|---|
| SEC ERA File Number | 801-117478 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305695 |
| Legal Entity Identifier | N/A |
Principal Office
200 SOUTH COLLEGE STREETSUITE 1530
CHARLOTTE
NC
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 704-312-4015, Fax: None
Chief Compliance Officer
JAMES N. REICHARD
PARTNER
200 SOUTH COLLEGE STREET
SUITE 1530
CHARLOTTE
NC
United States
Tel:
704-312-2318
J************@*********************M
(Full email address available in API data)
Regulatory Contact
SUE LIVINGSTON
SENIOR CLIENT SUPPORT MANAGER
200 SOUTH COLLEGE STREET
SUITE 1530
CHARLOTTE
NC
United States
Tel:
704-312-2315
S************@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REICHARD, JAMES, NORMAN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2019 | > 75% |
| Reichard, Joshua, T | Individual | – | PARTNER | 09/2019 | 5-10% |