OLD OAK FINANCIAL PLANNING, INC.
Adviser information for OLD OAK FINANCIAL PLANNING, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 348 | $81.2M |
| Non-Discretionary | 269 | $53.5M |
| Total | 617 | $134.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 227 | $64.9M |
| HNW Individuals | 33 | $69.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117480 |
|---|---|
| SEC ERA File Number | 801-117480 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122500 |
| Legal Entity Identifier | None |
Principal Office
7077 FIELDCREST DR.SUITE 400
BRIGHTON
MI
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: 810-220-4400, Fax: 810-220-8818
Websites
Chief Compliance Officer
MARK E. GARBACIK
CHIEF COMPLIANCE OFFICER
7077 FIELDCREST DR
STE.400
BRIGHTON
MI
United States
Tel:
810-220-4400
Fax:
810-220-8818
M********@******************M
(Full email address available in API data)
Regulatory Contact
MARK E GARBACIK
PRESIDENT
7077 FIELDCREST DR
STE. 400
BRIGHTON
MI
United States
Tel:
810-220-4400
Fax:
810-220-8818
M********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GARBACIK, MARK, EDWARD | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2022 | > 75% |
| Starr, Stacy, Ray | Individual | – | REGISTERED INVESTMENT ADVISOR | 08/2022 | < 5% |