COMPASS GROUP INVESTMENTS SOLUTIONS LLC
Adviser information for COMPASS GROUP INVESTMENTS SOLUTIONS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 108 | $351.4M |
| Non-Discretionary | 48 | $42.9M |
| Total | 156 | $394.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 156 | $394.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 83 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesREPORTING SERVICE FEES |
Identifiers
| SEC RIA File Number | 801-117486 |
|---|---|
| SEC ERA File Number | 801-117486 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305680 |
| Legal Entity Identifier | None |
Principal Office
1441 BRICKELL AVENUESUITE 1430
MIAMI
FL
United States
Monday - Friday, 9AM - 6PM
Tel: 305-358-7052, Fax: None
Websites
Chief Compliance Officer
PEDRO ALVIZUA
590 MADISON AVE
33RD FLOOR
NEW YORK
NY
United States
Tel:
646-421-2747
P************@************M
(Full email address available in API data)
Regulatory Contact
ANABEL VIDAL
CEO
1441 BRICKELL AVENUE
SUITE 1430
MIAMI
FL
United States
Tel:
3053587052
A***********@************M
(Full email address available in API data)
Industry Affiliates
| CG COMPASS (USA) LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COMPASS GROUP CHILE SA ADMINISTRADORA GENERAL DE FONDOS | Other investment adviser, including financial planners |
| COMPASS GROUP GLOBAL ADVISORS S.A. | Other investment adviser, including financial planners |
| COMPASS GROUP LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COMPASS GROUP HOLDINGS INC. | Domestic Entity | – | MEMBER | 08/2019 | > 75% |
| ALVIZUA, PEDRO, GERARDO | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| STOCKINS, PHILLIP | Individual | – | CHIEF FINANCIAL OFFICER | 08/2019 | < 5% |
| COMPASS GROUP CAYMAN LTD. | Foreign Entity | MNC HOLDINGS LTD | SHAREHOLDER | 03/2010 | 25-50% |
| COMPASS GROUP ASSET MANAGEMENT HOLDING, SL | Foreign Entity | COMPASS GROUP HOLDINGS INC. | OWNER | 03/2010 | > 75% |
| COSTANERA MANAGEMENT LTD. | Foreign Entity | MNC HOLDINGS LTD | SHAREHOLDER | 03/2010 | 25-50% |
| VIDAL GOMEZ, ANABEL, LOLITA | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2019 | < 5% |
| BENARES, GERARD, JOHN | Individual | – | HEAD OF OPERATIONS | 08/2019 | < 5% |
| MNC HOLDINGS LTD | Foreign Entity | COMPASS GROUP ASSET MANAGEMENT HOLDING, SL | SHAREHOLDER | 01/2020 | > 75% |
| THE ESCAMPADERO TRUST | Domestic Entity | COSTANERA MANAGEMENT LTD. | SHAREHOLDER | 04/2023 | > 75% |
| COMMONWEALTH TRUST COMPANY | Domestic Entity | THE ESCAMPADERO TRUST | TRUSTEE | 04/2023 | > 75% |