Hedge Fund Database

HIGH NOTE WEALTH, LLC

Adviser information for HIGH NOTE WEALTH, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,142 $505.7M
Non-Discretionary 0 $0
Total 1,142 $505.7M

Clients

Type Number RAUM
Individuals 52 $28.5M
HNW Individuals 210 $476.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $1.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-117495
SEC ERA File Number 801-117495
SEC CIK Numbers 1807283
SEC CRD Numbers 305768
Legal Entity Identifier None

Principal Office

18258 MINNETONKA BOULEVARD
SUITE 200
DEEPHAVEN
MN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (952) 224-7970, Fax: (952) 856-5085

Websites

www.linkedin.com/company/high-note-wealth/ www.facebook.com/highnotewealth/ highnotewealth.com/ twitter.com/intent/user?screen_name=highnotewealth

Chief Compliance Officer

MICHAEL FORRESTER
FOUNDER/PRESIDENT/CIO
18258 MINNETONKA BOULEVARD
SUITE 200
DEEPHAVEN
MN
United States
Tel: (952) 224-7970
(Full email address available in API data)

Regulatory Contact

KATHERINE SCHNEEWIND
CEO
18258 MINNETONKA BOULEVARD
SUITE 200
DEEPHAVEN
MN
United States
Tel: (952) 224-7970
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FORRESTER, MICHAEL, WAYNE Individual – FOUNDER/CHIEF COMPLIANCE OFFICER 11/2019 25-50%
SCHNEEWIND, KATHERINE, FORRESTER Individual – FOUNDER/CHIEF EXECUTIVE OFFICER 11/2019 50-75%
JANOVSKY, KYLE, JAMES Individual – CHIEF OPERATING OFFICER 01/2023 < 5%

No. Employees, Historic

105020192020202120222023202420256 on 9/16/20196 on 10/1/20196 on 10/4/20196 on 11/20/20196 on 11/21/20196 on 3/3/20206 on 4/22/20206 on 5/14/20206 on 6/12/20206 on 8/24/20206 on 3/25/20216 on 6/4/20216 on 7/19/20216 on 11/8/20217 on 3/8/20227 on 4/19/20227 on 5/24/20227 on 10/27/20227 on 3/24/20237 on 8/10/20237 on 10/17/20238 on 3/26/2024

RAUM, Historic

600M300M020192020202120222023202420250 on 9/16/20190 on 10/1/20190 on 10/4/20190 on 11/20/20190 on 11/21/2019181473513 on 3/3/2020181473513 on 4/22/2020181473513 on 5/14/2020181473513 on 6/12/2020181473513 on 8/24/2020347499796 on 3/25/2021347499796 on 6/4/2021347499796 on 7/19/2021347499796 on 11/8/2021434148747 on 3/8/2022434148747 on 4/19/2022434148747 on 5/24/2022434148747 on 10/27/2022491159428 on 3/24/2023491159428 on 8/10/2023491159428 on 10/17/2023505698806 on 3/26/2024

No. Clients, Historic

300150020192020202120222023202420250 on 9/16/20190 on 10/1/20190 on 10/4/20190 on 11/20/20190 on 11/21/2019173 on 3/3/2020173 on 4/22/2020173 on 5/14/2020173 on 6/12/2020173 on 8/24/2020241 on 3/25/2021241 on 6/4/2021241 on 7/19/2021241 on 11/8/2021255 on 3/8/2022255 on 4/19/2022255 on 5/24/2022255 on 10/27/2022239 on 3/24/2023239 on 8/10/2023239 on 10/17/2023264 on 3/26/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 3M 20K –
ALPHABET INC CAP STK CL A 9M 49K –
ALPHABET INC CAP STK CL C 727K 4K –
ALPHATEC HLDGS INC COM NEW 523K 50K –
AMAZON COM INC COM 8M 44K –
ANI PHARMACEUTICALS INC COM 369K 6K –
APPLE INC COM 16M 78K –
AUTOZONE INC COM 6M 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 17K –
BEST BUY INC COM 223K 3K –
BLACKROCK MUNIYIELD QUALITY COM 220K 21K –
BOOKING HOLDINGS INC COM 875K 226 –
BOSTON SCIENTIFIC CORP COM 866K 11K –
BROADCOM INC COM 339K 211 –
CISCO SYS INC COM 2M 33K –
CLEARFIELD INC COM 477K 12K –
COSTCO WHSL CORP NEW COM 406K 478 –
CROWN CASTLE INC COM 533K 5K –
DBX ETF TR XTRACK MSCI EAFE 14M 341K –
DIGITAL RLTY TR INC COM 1M 7K –
DISNEY WALT CO COM 271K 3K –
EBAY INC. COM 1M 23K –
ELI LILLY & CO COM 3M 3K –
EXXON MOBIL CORP COM 2M 15K –
GENERAL DYNAMICS CORP COM 2M 8K –
GENERAL MLS INC COM 303K 5K –
GLAUKOS CORP COM 457K 4K –
HOME DEPOT INC COM 3M 8K –
INTEGER HLDGS CORP COM 222K 2K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 562K 5K –
INVESCO QQQ TR UNIT SER 1 7M 14K –
INVESCO TR INVT GRADE MUNS COM 222K 22K –
ISHARES INC ESG AWR MSCI EM 9M 270K –
ISHARES INC MSCI EMRG CHN 3M 49K –
ISHARES TR 20 YR TR BD ETF 289K 3K –
ISHARES TR CORE S&P MCP ETF 993K 17K –
ISHARES TR CORE S&P500 ETF 26M 47K –
ISHARES TR CORE US AGGBD ET 244K 3K –
ISHARES TR ESG AW MSCI EAFE 22M 281K –
ISHARES TR S&P 100 ETF 350K 1K –
ISHARES TR SHORT TREAS BD 624K 6K –
JOHNSON & JOHNSON COM 713K 5K –
JPMORGAN CHASE & CO COM 6M 28K –
KELLANOVA COM 476K 8K –
LEAR CORP COM NEW 633K 6K –
LOCKHEED MARTIN CORP COM 2M 5K –
MARATHON PETE CORP COM 1M 8K –
MCDONALDS CORP COM 3M 14K –
MEDTRONIC PLC SHS 461K 6K –
MERCK & CO INC COM 4M 30K –
META PLATFORMS INC CL A 668K 1K –
MICROSOFT CORP COM 10M 22K –
NUSHARES ETF TR NUVEEN ESG MIDCP 823K 20K –
NVIDIA CORPORATION COM 2M 18K –
ORACLE CORP COM 584K 4K –
PALANTIR TECHNOLOGIES INC CL A 2M 75K –
PENTAIR PLC SHS 376K 5K –
PFIZER INC COM 241K 9K –
PROCTER AND GAMBLE CO COM 220K 1K –
RTX CORPORATION COM 2M 24K –
SALESFORCE INC COM 697K 3K –
SAP SE SPON ADR 344K 2K –
SCHWAB STRATEGIC TR US MID-CAP ETF 20M 259K –
SCHWAB STRATEGIC TR US TIPS ETF 5M 88K –
SELECT SECTOR SPDR TR COMMUNICATION 5M 62K –
SELECT SECTOR SPDR TR ENERGY 6M 63K –
SELECT SECTOR SPDR TR FINANCIAL 2M 61K –
SELECT SECTOR SPDR TR INDL 4M 33K –
SELECT SECTOR SPDR TR SBI CONS STPLS 1M 18K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 12M 81K –
SELECT SECTOR SPDR TR SBI MATERIALS 3M 29K –
SELECT SECTOR SPDR TR TECHNOLOGY 23M 104K –
SPDR DOW JONES INDL AVERAGE UT SER 1 280K 715 –
SPDR S&P 500 ETF TR TR UNIT 993K 2K –
SPDR SER TR PORTFOLIO S&P500 482K 8K –
SPDR SER TR S&P BIOTECH 513K 6K –
SPS COMM INC COM 405K 2K –
STARBUCKS CORP COM 686K 9K –
TARGET CORP COM 200K 1K –
TESLA INC COM 205K 1K –
THE CIGNA GROUP COM 4M 11K –
TRAVELERS COMPANIES INC COM 765K 4K –
UNION PAC CORP COM 649K 3K –
UNITEDHEALTH GROUP INC COM 12M 23K –
VANECK ETF TRUST IG FLOATING RATE 9M 359K –
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 1M 4K –
VANGUARD INDEX FDS MID CAP ETF 1M 4K –
VANGUARD INDEX FDS S&P 500 ETF SHS 432K 863 –
VANGUARD INDEX FDS SMALL CP ETF 10M 46K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 272K 6K –
VANGUARD WORLD FD INF TECH ETF 599K 1K –
VICI PPTYS INC COM 1M 50K –
WALMART INC COM 4M 62K –
WILLIAMS SONOMA INC COM 264K 935 –
WISDOMTREE TR DYNAMIC INT EQ 3M 102K –