GOLDFINCH PARTNERS
GOLDFINCH PARTNERS LP Legal Name
Adviser information for GOLDFINCH PARTNERS last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $2.0B |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $2.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $2.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117498 |
|---|---|
| SEC ERA File Number | 801-117498 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300919 |
| Legal Entity Identifier | None |
Principal Office
1301 SECOND AVENUESUITE 1700
SEATTLE
WA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 206-360-4002, Fax: None
Chief Compliance Officer
MATTHEW F. HERMAN
GENERAL COUNSEL & PARTNER
1301 SECOND AVENUE
SUITE 1700
SEATTLE
WA
United States
Tel:
917-680-2270
G*************@********************M
(Full email address available in API data)
Industry Affiliates
| GOLDFINCH CO-INVEST I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDFINCH CO-INVEST II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDFINCH CO-INVEST III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDFINCH CO-INVEST IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GOLDFINCH PARTNERS GP HOLDINGS LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDFINCH CO-INVEST I LP | Private Equity Fund | $0.0M | $0.0M | 32 |
| GOLDFINCH CO-INVEST IB LP | Private Equity Fund | $0.0M | $0.1M | 9 |
| GOLDFINCH CO-INVEST IC LP | Private Equity Fund | $0.0M | $0.0M | 22 |
| GOLDFINCH CO-INVEST II LP | Private Equity Fund | $10.3M | $0.0M | 24 |
| GOLDFINCH CO-INVEST III LP | Private Equity Fund | $84.5M | $0.1M | 56 |
| GOLDFINCH CO-INVEST III(B) LP | Private Equity Fund | $51.8M | $0.1M | 29 |
| GOLDFINCH CO-INVEST IV LP | Private Equity Fund | $290.3M | $0.0M | 35 |
| GOLDFINCH CO-INVEST IV(B) LLP | Private Equity Fund | $1,545.6M | $0.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLINS, SEAN, ROBERTS | Individual | GOLDFINCH PARTNERS GP HOLDINGS LLC | MANAGING PARTNER | 03/2022 | 50-75% |
| MCNICHOLS, WILLIAM | Individual | – | MANAGING PARTNER | 07/2018 | 50-75% |
| COLLINS, SEAN, ROBERTS | Individual | – | MANAGING PARTNER | 07/2018 | 50-75% |
| HERMAN, MATTHEW, FEILER | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| GOLDFINCH PARTNERS GP HOLDINGS LLC | Domestic Entity | – | GENERAL PARTNER | 03/2022 | < 5% |
| MCNICHOLS, WILLIAM | Individual | GOLDFINCH PARTNERS GP HOLDINGS LLC | MANAGING PARTNER | 03/2022 | 50-75% |
| MILLER, BRETT, THOMAS | Individual | – | CHIEF FINANCIAL OFFICER | 06/2020 | < 5% |