EAGLE WEALTH ADVISORS
Adviser information for EAGLE WEALTH ADVISORS last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $34.8M |
| Non-Discretionary | 190 | $104.4M |
| Total | 253 | $139.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 253 | $139.2M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCONSULTING FEES FIXED AND HOURLY |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117505 |
|---|---|
| SEC ERA File Number | 801-117505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299219 |
| Legal Entity Identifier | None |
Principal Office
171 COLUMBIA HEIGHTS2A
BROOKLYN
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 860-462-0796, Fax: None
Websites
Chief Compliance Officer
JOSEPH ROMANO
CHIEF COMPLIANCE OFFICER
171 COLUMBIA HEIGHTS
APT 2A
BROOKLYN
NY
United States
Tel:
860-462-0796
J******@*********************M
(Full email address available in API data)
Regulatory Contact
JOSEPH ROMANO
PRESIDENT/CEO
171 COLUMBIA HEIGHTS
APT 2A
BROOKLYN
NY
United States
Tel:
860-462-0796
J******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMANO, JOSEPH, ANTHONY | Individual | – | OWNER/CEO/ CCO | 12/2020 | > 75% |