WEMBLEY STRATEGIC ADVISORY LLC
Adviser information for WEMBLEY STRATEGIC ADVISORY LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 17 | $222.6M |
| Non-Discretionary | 18 | $437.5M |
| Total | 35 | $660.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $653.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $6.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)DUE DILIGENCE ON PRIVATE INVESTMENTS |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117508 |
|---|---|
| SEC ERA File Number | 801-117508 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305692 |
| Legal Entity Identifier | None |
Principal Office
6 ST. JOHN'S LANENEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +1 212 495 9806, Fax: None
Chief Compliance Officer
SAM BEHBOUDI
CHIEF EXECUTIVE OFFICER AND FOUNDER
6 ST. JOHN'S LANE
NEW YORK
NY
United States
Tel:
+1 212-495-9806
S**@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WSA LUNAR GROUP SPV 2 LLC | SINGLE-ASSET SPV | $0.6M | $0.1M | 14 |
| WSA LUNAR GROUP SPV 3 LLC | SINGLE-ASSET SPV | $0.9M | $0.1M | 6 |
| WSA LUNAR GROUP SPV 4 LLC | SINGLE-ASSET SPV | $0.8M | $0.1M | 5 |
| WSA LUNAR GROUP SPV I LLC | SINGLE-ASSET SPV | $4.3M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEHBOUDI, SAM | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 09/2019 | > 75% |