HARVEST FINANCIAL PARTNERS
HARVEST FINANCIAL PARTNERS, LLC Legal Name
Adviser information for HARVEST FINANCIAL PARTNERS last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 355 | $117.9M |
| Non-Discretionary | 5 | $6.3M |
| Total | 360 | $124.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 91 | $24.5M |
| HNW Individuals | 47 | $91.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $984,153 |
| Charitable organizations | <5 | $3.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $4.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 13 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117513 |
|---|---|
| SEC ERA File Number | 801-117513 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146162 |
| Legal Entity Identifier | None |
Principal Office
159 LANCASTER AVENUESUITE THREE
PAOLI
PA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 610-240-4740, Fax: 610-240-4743
Chief Compliance Officer
JOHN G. FATTIBENE
DIRECTOR OF FINANCIAL PLANNING / CCO
159 LANCASTER AVE
SUITE THREE
PAOLI
PA
United States
Tel:
610-240-4740
Fax:
610-240-4743
J***@************M
(Full email address available in API data)
Regulatory Contact
PETER GULIA
ATTORNEY
504 S. 22ND STREET
PHILADELPHIA
PA
United States
Tel:
2157321552
Fax:
2156892930
P****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, JAMES, JOSEPH | Individual | – | MANAGING MEMBER | 03/2008 | 25-50% |
| FATTIBENE, JOHN, GREGORY | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 03/2008 | 25-50% |
| FRIEDLAND, DAVID, ERIC | Individual | – | MEMBER | 03/2008 | 10-25% |