Hedge Fund Database

EMERALD ADVISORS, LLC

Adviser information for EMERALD ADVISORS, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 739 $675.9M
Non-Discretionary 6 $3.0M
Total 745 $678.9M

Clients

Type Number RAUM
Individuals 75 $13.2M
HNW Individuals 129 $665.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $15,460
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-117515
SEC ERA File Number 801-117515
SEC CIK Numbers 1802611
SEC CRD Numbers 305125
Legal Entity Identifier None

Principal Office

3055 112TH AVE NE
SUITE 206
BELLEVUE
WA
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (425) 458-3853, Fax: 425-458-3234

Websites

emeraldadv.com/ www.facebook.com/emeraldadvisorsllc www.linkedin.com/company/emerald-tsg

Chief Compliance Officer

MICHAEL GLEN SMITH
SOLE MEMBER
3055 112TH AVE NE
SUITE 206
BELLEVUE
WA
United States
Tel: 425-458-3201
Fax: 425-458-3234
(Full email address available in API data)

Regulatory Contact

MEGAN CABLE HANNAH, CFA
PORTFOLIO MANAGER & COO
3055 112TH AVE NE
SUITE 206
BELLEVUE
WA
United States
Tel: 425-458-2578
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMITH, MICHAEL, GLEN Individual – SOLE MEMBER AND CHIEF COMPLIANCE OFFICER 11/2019 > 75%

No. Employees, Historic

105020192020202120222023202420251 on 9/19/20194 on 11/1/20195 on 2/21/20205 on 5/8/20205 on 10/5/20205 on 1/6/20216 on 3/31/20216 on 7/6/20216 on 12/9/20216 on 1/31/20226 on 2/25/20226 on 6/14/20227 on 6/30/20227 on 3/30/20237 on 10/11/20236 on 10/30/20236 on 1/24/20246 on 3/12/20246 on 3/14/2024

RAUM, Historic

700M350M020192020202120222023202420250 on 9/19/20190 on 11/1/2019311658921 on 2/21/2020311658921 on 5/8/2020311658921 on 10/5/2020311658921 on 1/6/2021380499158 on 3/31/2021380499158 on 7/6/2021380499158 on 12/9/2021380499158 on 1/31/2022537253758 on 2/25/2022537253758 on 6/14/2022537253758 on 6/30/2022491875842 on 3/30/2023576164800 on 10/11/2023576164800 on 10/30/2023576164800 on 1/24/2024576164800 on 3/12/2024678903760 on 3/14/2024

No. Clients, Historic

300150020192020202120222023202420250 on 9/19/20190 on 11/1/201977 on 2/21/202077 on 5/8/202077 on 10/5/202077 on 1/6/2021109 on 3/31/2021109 on 7/6/2021109 on 12/9/2021109 on 1/31/2022141 on 2/25/2022141 on 6/14/2022141 on 6/30/2022183 on 3/30/2023199 on 10/11/2023199 on 10/30/2023199 on 1/24/2024199 on 3/12/2024205 on 3/14/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 454K 3K –
ALPHABET INC CAP STK CL A 768K 4K –
ALPHABET INC CAP STK CL C 2M 14K –
AMAZON COM INC COM 3M 18K –
AMGEN INC COM 983K 3K –
AMPLIFY ETF TR BLOCKCHAIN LDR 221K 6K –
APPLE INC COM 4M 20K –
AUTOMATIC DATA PROCESSING IN COM 234K 980 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 889K 2K –
BLACKROCK INC COM 933K 1K –
BRISTOL-MYERS SQUIBB CO COM 467K 11K –
BROADCOM INC COM 977K 609 –
CHEVRON CORP NEW COM 1M 7K –
CISCO SYS INC COM 962K 20K –
COCA COLA CO COM 1M 17K –
COSTCO WHSL CORP NEW COM 538M 632K –
CSX CORP COM 203K 6K –
ELI LILLY & CO COM 575K 635 –
EOG RES INC COM 540K 4K –
EXXON MOBIL CORP COM 425K 4K –
FASTENAL CO COM 307K 5K –
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 763K 8K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 906K 16K –
FORD MTR CO DEL COM 230K 18K –
GLOBAL X FDS GBL X BLOCKCHAIN 1M 20K –
GLOBAL X FDS RBTCS ARTFL INTE 1M 36K –
GOLDMAN SACHS ETF TR ACTIVEBETA INT 806K 24K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 5M 45K –
HOME DEPOT INC COM 1M 3K –
HONEYWELL INTL INC COM 239K 1K –
INTUIT COM 222K 338 –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 1M 6K –
INVESCO QQQ TR UNIT SER 1 666K 1K –
ISHARES INC CORE MSCI EMKT 7M 128K –
ISHARES TR 0-3 MNTH TREASRY 778K 8K –
ISHARES TR BLACKROCK ULTRA 1M 20K –
ISHARES TR CORE MSCI EAFE 6M 87K –
ISHARES TR CORE S&P SCP ETF 3M 29K –
ISHARES TR CORE S&P500 ETF 6M 11K –
ISHARES TR GLOBAL REIT ETF 2M 78K –
ISHARES TR MSCI INTL QUALTY 7M 170K –
ISHARES TR MSCI USA MIN VOL 3M 36K –
ISHARES TR RUS MID CAP ETF 253K 3K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS I 1M 20K –
JOHNSON & JOHNSON COM 442K 3K –
JPMORGAN CHASE & CO. COM 634K 3K –
KIMBERLY-CLARK CORP COM 334K 2K –
LOCKHEED MARTIN CORP COM 903K 2K –
MASTERCARD INCORPORATED CL A 273K 619 –
MERCK & CO INC COM 597K 5K –
META PLATFORMS INC CL A 398K 790 –
MICROSOFT CORP COM 5M 12K –
NETFLIX INC COM 516K 765 –
NEWMONT CORP COM 872K 21K –
NVIDIA CORPORATION COM 2M 12K –
ONEOK INC NEW COM 301K 4K –
PAYCHEX INC COM 317K 3K –
PEPSICO INC COM 1M 6K –
PFIZER INC COM 704K 25K –
PROCTER AND GAMBLE CO COM 616K 4K –
QUALCOMM INC COM 282K 1K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 36K –
SCHWAB STRATEGIC TR US LCAP VA ETF 2M 22K –
SOUNDHOUND AI INC CLASS A COM 40K 10K –
SPDR SER TR BLOOMBERG 1-3 MO 589K 6K –
SPDR SER TR PORTFOLIO S&P500 719K 11K –
STARBUCKS CORP COM 218K 3K –
TEXAS INSTRS INC COM 911K 5K –
UNITED PARCEL SERVICE INC CL B 722K 5K –
UNITEDHEALTH GROUP INC COM 378K 743 –
US BANCORP DEL COM NEW 420K 11K –
VALERO ENERGY CORP COM 490K 3K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 47K –
VANGUARD INDEX FDS GROWTH ETF 6M 16K –
VANGUARD INDEX FDS TOTAL STK MKT 745K 3K –
VANGUARD INDEX FDS VALUE ETF 10M 61K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 621K 14K –
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 341K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 530K 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 2M 9K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 366K 7K –
VANGUARD WORLD FD CONSUM STP ETF 337K 2K –
VANGUARD WORLD FD INF TECH ETF 333K 578 –
VERIZON COMMUNICATIONS INC COM 736K 18K –
VISA INC COM CL A 466K 2K –
VULCAN MATLS CO COM 796K 3K –
XCEL ENERGY INC COM 607K 11K –