Hedge Fund Database

BLUE ZONE WEALTH ADVISORS, LLC

Adviser information for BLUE ZONE WEALTH ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 414 $462.3M
Non-Discretionary 0 $0
Total 414 $462.3M

Clients

Type Number RAUM
Individuals 62 $17.2M
HNW Individuals 84 $426.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 22 $18.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-117548
SEC ERA File Number 801-117548
SEC CIK Numbers 1803106
SEC CRD Numbers 305943
Legal Entity Identifier None

Principal Office

11812 SAN VICENTE BLVD.
STE. 250
LOS ANGELES
CA
United States
Monday - Friday, 8AM - 6PM
Tel: (310) 310-2789, Fax: None

Websites

www.bluezoneadvisory.com/ www.linkedin.com/company/67559584/admin/ www.linkedin.com/in/josh-sailar-cfp%c2%ae-cpfa-20965325/ www.linkedin.com/in/bryan-j-lee-cfa-94544124/ www.linkedin.com/in/judith-lu-454ba24/ www.linkedin.com/in/jaycsanders

Chief Compliance Officer

JUDITH LU
MANAGING MEMBER
11812 SAN VICENTE BLVD
STE. 250
LOS ANGELES
CA
United States
Tel: 305-360-6388
(Full email address available in API data)

Regulatory Contact

JOSHUA SAILAR
PARTNER; INVESTMENT ADVISOR REPRESENTATIVE/MEMBER
11812 SAN VICENTE BLVD
STE. 250
LOS ANGELES
CA
United States
Tel: 607-372-6070
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLUE ZONE WEALTH ADVISORS SPV I SIMPLIFYA Private Equity Fund $3.3M $0.0M 30
GLIDE DIRECT SERIES LLC - BZWA WHITEHORSE V SECONDARIES ACCESS FUND SP Liquidity Fund $13.5M $0.1M 43

Control Persons

Name Type Entity Title Since Ownership
LU, JUDITH, MARIA Individual – OWNER & CHIEF COMPLIANCE OFFICER 12/2019 > 75%
LEE, BRYAN, JAMES Individual – CHIEF INVESTMENT OFFICER 02/2020 < 5%
SAILAR, JOSHUA, MARTIN Individual – OWNER 01/2022 10-25%

No. Employees, Historic

105020192020202120222023202420253 on 9/26/20193 on 10/7/20193 on 10/28/20193 on 11/7/20193 on 11/14/20192 on 12/6/20192 on 12/6/20194 on 3/5/20204 on 6/16/20204 on 8/20/20204 on 10/1/20204 on 3/19/20214 on 3/30/20224 on 11/4/20224 on 3/20/20234 on 10/31/20235 on 3/25/2024

RAUM, Historic

500M250M020192020202120222023202420250 on 9/26/20190 on 10/7/20190 on 10/28/20190 on 11/7/20190 on 11/14/20190 on 12/6/20190 on 12/6/2019228767721 on 3/5/2020228767721 on 6/16/2020228767721 on 8/20/2020228767721 on 10/1/2020293975700 on 3/19/2021399205735 on 3/30/2022399205735 on 11/4/2022363115775 on 3/20/2023363115775 on 10/31/2023462300291 on 3/25/2024

No. Clients, Historic

200100020192020202120222023202420250 on 9/26/20190 on 10/7/20190 on 10/28/20190 on 11/7/20190 on 11/14/20190 on 12/6/20190 on 12/6/201966 on 3/5/202066 on 6/16/202066 on 8/20/202066 on 10/1/202083 on 3/19/2021115 on 3/30/2022115 on 11/4/2022147 on 3/20/2023147 on 10/31/2023168 on 3/25/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 617K 2K –
AIR PRODS & CHEMS INC COM 4M 14K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 4M 51K –
ALPHABET INC CAP STK CL A 11M 60K –
ALPHABET INC CAP STK CL C 800K 4K –
AMAZON COM INC COM 5M 27K –
AMERICAN EXPRESS CO COM 2M 8K –
APPLE INC COM 11M 51K –
AUTOZONE INC COM 7M 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 6M 15K –
BLACKROCK INC COM 3M 4K –
BLACKROCK LTD DURATION INCOM COM SHS 5M 325K –
BLACKSTONE INC COM 4M 36K –
BOEING CO COM 4M 21K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 5M 129K –
BROOKFIELD CORP CL A LTD VT SH 6M 155K –
CANADIAN PACIFIC KANSAS CITY COM 4M 48K –
CATALENT INC COM 3M 61K –
CHIPOTLE MEXICAN GRILL INC COM 1M 17K –
CIMPRESS PLC SHS EURO 308K 4K –
CONSTELLATION BRANDS INC CL A 5M 19K –
COPART INC COM 4M 83K –
COSTAR GROUP INC COM 4M 52K –
COSTCO WHSL CORP NEW COM 207K 244 –
CROWDSTRIKE HLDGS INC CL A 7M 18K –
DANAHER CORPORATION COM 4M 15K –
DIAGEO PLC SPON ADR NEW 4M 33K –
DISNEY WALT CO COM 4M 41K –
ELASTIC N V ORD SHS 3M 29K –
ELEMENT SOLUTIONS INC COM 5M 168K –
EQUIFAX INC COM 5M 21K –
FIDELITY COMWLTH TR NASDAQ COMPSIT 3M 41K –
GOLDMAN SACHS PHYSICAL GOLD UNIT 309K 13K –
GXO LOGISTICS INCORPORATED COMMON STOCK 2M 47K –
HOME DEPOT INC COM 214K 621 –
HONEYWELL INTL INC COM 4M 20K –
INTERNATIONAL TOWER HILL MIN COM 11K 23K –
INVESCO QQQ TR UNIT SER 1 19M 39K –
ISHARES TR CORE S&P500 ETF 211K 385 –
ISHARES TR MSCI USA MIN VOL 297K 4K –
ISHARES TR S&P 500 GRWT ETF 11M 121K –
ISHARES TR S&P 500 VAL ETF 409K 2K –
JOHNSON & JOHNSON COM 236K 2K –
L3HARRIS TECHNOLOGIES INC COM 204K 908 –
LINDE PLC SHS 1M 3K –
MARKEL GROUP INC COM 4M 2K –
META PLATFORMS INC CL A 2M 4K –
MICROSOFT CORP COM 8M 17K –
MOELIS & CO CL A 3M 58K –
MOODYS CORP COM 5M 13K –
NUVEEN CALIFORNIA AMT QLT MU COM 2M 146K –
NVIDIA CORPORATION COM 840K 7K –
OKTA INC CL A 2M 16K –
OREILLY AUTOMOTIVE INC COM 4M 4K –
PARK HOTELS & RESORTS INC COM 4M 253K –
PEPSICO INC COM 744K 5K –
PROCTER AND GAMBLE CO COM 628K 4K –
RELX PLC SPONSORED ADR 5M 103K –
S&P GLOBAL INC COM 5M 11K –
SALESFORCE INC COM 6M 23K –
SELECT SECTOR SPDR TR ENERGY 369K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 3M 14K –
SELECTQUOTE INC COM 55K 20K –
SNAP INC CL A 1M 88K –
SPDR GOLD TR GOLD SHS 354K 2K –
SPDR S&P 500 ETF TR TR UNIT 459K 844 –
SSGA ACTIVE ETF TR SPDR TR TACTIC 387K 10K –
STERIS PLC SHS USD 5M 25K –
STRYKER CORPORATION COM 7M 20K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 336K 2K –
TESLA INC COM 2M 8K –
THE TRADE DESK INC COM CL A 6M 65K –
THERMO FISHER SCIENTIFIC INC COM 5M 9K –
TRX GOLD CORPORATION COM 6K 16K –
UNITEDHEALTH GROUP INC COM 5M 11K –
VANGUARD INDEX FDS GROWTH ETF 2M 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 242K 485 –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 231K 1K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 236K 5K –
VEEVA SYS INC CL A COM 3M 14K –
VISA INC COM CL A 6M 23K –
WARNER BROS DISCOVERY INC COM SER A 946K 127K –
WEST PHARMACEUTICAL SVSC INC COM 3M 10K –
WILLIAMS COS INC COM 7M 158K –
WISDOMTREE TR YIELD ENHANCD US 272K 6K –
YUM BRANDS INC COM 259K 2K –
ZOETIS INC CL A 4M 24K –