BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED
Adviser information for BLUE SWELL ASSET MANAGEMENT PRIVATE LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $78.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117552 |
|---|---|
| SEC ERA File Number | 801-117552 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 297731 |
| Legal Entity Identifier | 549300YPDS6TU38XIJ45 |
Principal Office
OUE BAYFRONT, #08-0550 COLLYER QUAY
SINGAPORE
Singapore
Monday - Friday, 09:00-18:00
Tel: +65-6202-9840, Fax: None
Chief Compliance Officer
COLIN SIEW
DIRECTOR, CHIEF OPERATING OFFICER
OUE BAYFRONT, #08-05
50 COLLYER QUAY
SINGAPORE
Singapore
Tel:
+65-6202-9842
C*********@*************M
(Full email address available in API data)
Regulatory Contact
KAI YANG GOH
COMPLIANCE OFFICER
OUE BAYFRONT, #08-05
50 COLLYER QUAY
SINGAPORE
Singapore
Tel:
+65-6202-9846
K**********@*************M
(Full email address available in API data)
Industry Affiliates
| BLUE SWELL JAPAN INC. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE SWELL JAPAN MARKET NEUTRAL MASTER FUND | Hedge Fund | $99.1M | $1.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ODA, TOMOFUMI | Individual | – | DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 01/2018 | > 75% |
| SIEW, COLIN CHEIT KUAN | Individual | – | DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |