IN ON CAPITAL
IN ON CAPITAL ADVISORS LLC Legal Name
Adviser information for IN ON CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $20.4M |
| Non-Discretionary | 40 | $328.7M |
| Total | 45 | $349.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 40 | $328.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 5 | $20.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPORTFOLIO MANAGEMENT FOR AMC PRIVATE PLACEMENTS |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-117554 |
|---|---|
| SEC ERA File Number | 801-117554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 290038 |
| Legal Entity Identifier | None |
Principal Office
777 BRICKELL AVENUESUITE 500
MIAMI
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 305 721-2811, Fax: 305 721-2701
Websites
Chief Compliance Officer
ALBERTO BATISTA
2925 BRIDGEPORT AVENUE
MIAMI
FL
United States
Tel:
305 582-3496
C*********@**********************M
(Full email address available in API data)
Industry Affiliates
| IN ON CAPITAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACTIVE EQUITY GLOBAL STRATEGY | OPEN ENDED PRIVATE PLACEMENT | $6.9M | $0.0M | 50 |
| EVEREST GLOBAL STRATEGY | OPEN ENDED PRIVATE PLACEMENT | $4.3M | $0.0M | 26 |
| G3 INVESTMENTS | OPEN ENDED PRIVATE PLACEMENT | $3.3M | $0.0M | 1 |
| GLOBAL ALTERNATIVES OPPORTUNITIES | OPEN ENDED PRIVATE PLACEMENT | $2.7M | $0.0M | 5 |
| NEXT GENERATION GLOBAL STRATEGY | OPEN ENDED PRIVATE PLACEMENT | $3.2M | $0.0M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Campama, Roger | Individual | – | PRESIDENT | 07/2017 | > 75% |
| BATISTA, ALBERTO | Individual | – | CCO | 03/2018 | < 5% |