WESTVIEW INVESTMENT ADVISORS
WESTVIEW MANAGEMENT LLC Legal Name
Adviser information for WESTVIEW INVESTMENT ADVISORS last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 462 | $178.8M |
| Non-Discretionary | 1 | $1.6M |
| Total | 463 | $180.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $30.6M |
| HNW Individuals | 59 | $144.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesRETIREMENT PLAN ASSETS UNDER ADVISEMENT |
Identifiers
| SEC RIA File Number | 801-117557 |
|---|---|
| SEC ERA File Number | 801-117557 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305655 |
| Legal Entity Identifier | None |
Principal Office
118 PINE ST.BURLINGTON
VT
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 802-489-5342, Fax: None
Chief Compliance Officer
BENJAMIN NOSTRAND
CEO
118 PINE ST.
BURLINGTON
VT
United States
Tel:
802-489-5342
B**@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOSTRAND, BENJAMIN, EDWARD | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 09/2019 | > 75% |