TAM FINANCIAL ADVISORS, LLC
Adviser information for TAM FINANCIAL ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 347 | $155.8M |
| Non-Discretionary | 4 | $9.7M |
| Total | 351 | $165.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $22.1M |
| HNW Individuals | 37 | $133.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $9.5M |
| Charitable organizations | <5 | $211,722 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-117558 |
|---|---|
| SEC ERA File Number | 801-117558 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125496 |
| Legal Entity Identifier | None |
Principal Office
1441 PLEASANT LAKE ROADANNAPOLIS
MD
United States
BY APPOINTMENT ONLY, 8:30 AM TO 5:30 PM
Tel: 4103494484, Fax: 4102042899
Chief Compliance Officer
MICHAEL MARVIN
1441 PLEASANT LAKE ROAD
ANNAPOLIS
MD
United States
Tel:
410-349-4484
Fax:
410-204-2899
M******@***************T
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
5285 MEADOWS ROAD
SUITE 199
LAKE OSWEGO
OR
United States
Tel:
5036355244
J****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARVIN, MICHAEL, LOREN | Individual | – | PRESIDENT AND CCO | 05/2003 | > 75% |