INVESTMENT PLANNING ADVISORS
Adviser information for INVESTMENT PLANNING ADVISORS last updated from Form ADV on January 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,029 | $240.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2,029 | $240.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,982 | $154.0M |
| HNW Individuals | 47 | $86.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 240.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | INVESTMENT PLANNING ADVISORS |
Identifiers
| SEC RIA File Number | 801-117561 |
|---|---|
| SEC ERA File Number | 801-117561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299212 |
| Legal Entity Identifier | None |
Principal Office
327 DAHLONEGA STREET, SUITE 503PMB 538
CUMMING
GA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 770-205-4394, Fax: None
Chief Compliance Officer
PATRICK PAXTON
PARTNER
327 DAHLONEGA STREET
SUITE 503
CUMMING
GA
United States
Tel:
(770) 205-4394
P**@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAXTON, PATRICK, STURMER | Individual | – | MANAGING MEMBER & CCO | 02/2008 | 50-75% |
| PAXTON, WENDY, K | Individual | – | MANAGING MEMBER | 02/2008 | 50-75% |