TSG ADVICE PARTNERS, LLC
Adviser information for TSG ADVICE PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,969 | $613.3M |
| Non-Discretionary | 0 | $0 |
| Total | 2,969 | $613.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 771 | $210.1M |
| HNW Individuals | 214 | $394.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $7.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 33 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-117566 |
|---|---|
| SEC ERA File Number | 801-117566 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305999 |
| Legal Entity Identifier | None |
Principal Office
349 W NATIONWIDE BLVDCOLUMBUS
OH
United States
MONDAY - THURSDAY, 9AM - 4PM
Tel: (614) 697-2750, Fax: 614-697-2755
Chief Compliance Officer
ISAO L. SHOJI
MANAGING PARTNER
349 W NATIONWIDE BLVD
COLUMBUS
OH
United States
Tel:
(614) 697-2750
Fax:
614-697-2755
I******@************M
(Full email address available in API data)
Industry Affiliates
| GLOVER LAW, LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHOJI, ISAO, LEE | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 11/2019 | 25-50% |
| ASIAMAH, ALVIN, KORANTENG | Individual | – | MANAGING MEMBER | 11/2019 | 25-50% |
| SCHUMACHER, CHRISTOPHER, DRUE | Individual | – | MANAGING MEMBER | 11/2019 | 25-50% |