BRADFORD FINANCIAL SERVICES, INC.
Adviser information for BRADFORD FINANCIAL SERVICES, INC. last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 715 | $149.3M |
| Non-Discretionary | 163 | $46.4M |
| Total | 878 | $195.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 558 | $189.4M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 29 | $6.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-117576 |
|---|---|
| SEC ERA File Number | 801-117576 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133220 |
| Legal Entity Identifier | None |
Principal Office
1010 HAMILTON AVENUETARPON SPRINGS
FL
United States
Monday - Friday, 9-5
Tel: 978-809-2338, Fax: 978-809-2338
Websites
Chief Compliance Officer
HARALAMBOS IGNATIOS KITSOS
CFP
1010 HAMILTON AVENUE
TARPON SPRINGS
FL
United States
Tel:
978-809-2338
Fax:
978-809-2338
B*********@********************M
(Full email address available in API data)
Regulatory Contact
HARALAMBOS KITSOS
CFP
1010 HAMILTON AVENUE
TARPON SPRINGS
FL
United States
Tel:
978-809-2338
Fax:
978-809-2338
H******@**********M
(Full email address available in API data)
Industry Affiliates
| SECURITIES AMERICA ADVISORS, INC. | Other investment adviser, including financial planners |
| SECURITIES AMERICA, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KITSOS, HARALAMBOS, IGNATIOS | Individual | – | OWNER, CCO | 06/1994 | > 75% |