CLIMATE FINANCE PARTNERS LLC
Adviser information for CLIMATE FINANCE PARTNERS LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | PERCENTAGE OF NET REVENUE RECEIVED BY ADVISOR FROM EACH FUND |
Identifiers
| SEC RIA File Number | 801-117593 |
|---|---|
| SEC ERA File Number | 801-117593 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306077 |
| Legal Entity Identifier | None |
Principal Office
1000 N. WEST STREETSUITE 1200
WILMINGTON
DE
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-974-0111, Fax: N/A
Chief Compliance Officer
MICHAEL DZIURA
CHIEF COMPLIANCE OFFICER
309 WOODRIDGE LANE
MEDIA
PA
United States
Tel:
(610)764-6960
Fax:
N/A
M************@*****************************M
(Full email address available in API data)
Regulatory Contact
MARTIN DZIURA
COMPLIANCE CONSULTANT
309 WOODRIDGE LANE
MEDIA
PA
United States
Tel:
6102917554
Fax:
N/A
M*******@*****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Mayo-Smith, Richmond | Individual | – | MANAGING MEMBER | 02/2020 | < 5% |
| Bloomgarden, Eron, Gilbert | Individual | – | MANAGING MEMBER | 12/2018 | 25-50% |
| THORNE, DAVID, HOADLEY | Individual | – | MEMBER | 02/2020 | 10-25% |
| Dziura, Michael, W | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| Mayo-Smith, Richmond | Individual | BIG WAVE VENTURES, LLC | TRUSTEE | 12/2023 | > 75% |
| BRIGHTLINE VENTURES LLC | Domestic Entity | – | MANAGING MEMBER | 01/2023 | 10-25% |
| KURBANOV, OKTAY | Individual | OKTAY KURBANOV REVOCABLE TRUST | TRUSTEE | 03/2020 | |
| OKTAY KURBANOV REVOCABLE TRUST | Domestic Entity | BRIGHTLINE VENTURES LLC | MEMBER | 03/2020 | > 75% |
| Kurbanov, Olga | Individual | OKTAY KURBANOV REVOCABLE TRUST | TRUSTEE | 03/2020 | |
| BIG WAVE VENTURES, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2023 | 25-50% |
| KURBANOV, OKTAY | Individual | – | MANAGING MEMBER | 12/2023 | < 5% |