SANTIAGO CAPITAL, LLC
Adviser information for SANTIAGO CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 41 | $166.0M |
| Non-Discretionary | 0 | $0 |
| Total | 41 | $166.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 35 | $164.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-117620 |
|---|---|
| SEC ERA File Number | 801-117620 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 154579 |
| Legal Entity Identifier | None |
Principal Office
1483 ASHFORD AVE.#301
SAN JUAN
PR
United States
Monday - Friday, 6:30AM TO 5:00PM
Tel: 415-699-8972, Fax: None
Chief Compliance Officer
BRENT JOHNSON
MANAGING MEMBER
1483 ASHFORD AVE.
#301
SAN JUAN
PR
United States
Tel:
415-699-8972
B****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ICECAP STRONG DOLLAR FUND, LP | Hedge Fund | $0.7M | $0.3M | 46 |
| ICECAP STRONG DOLLAR FUND, LTD. | Hedge Fund | $6.7M | $0.3M | 2 |
| ICECAP STRONG DOLLAR OFFSHORE LTD. | Hedge Fund | $0.4M | $0.3M | 31 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, BRENT, LYLE | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 11/2011 | > 75% |