VAUBAN WEALTH MANAGEMENT
Adviser information for VAUBAN WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Puerto Rico, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $17.8M |
| Non-Discretionary | 29 | $128.6M |
| Total | 51 | $146.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $9.2M |
| HNW Individuals | 26 | $136.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $622,138 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 61 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-117622 |
|---|---|
| SEC ERA File Number | 801-117622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305222 |
| Legal Entity Identifier | 254900WSIHXNKEEUOB36 |
Principal Office
LOT K-2 MARGINAL STREET SUITE 201OASIS GARDENS DEVELOPMENT
GUAYNABO
PR
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 1-787-425-0035/0036, Fax: None
Chief Compliance Officer
GOEL VELAZQUEZ
LOT K-2 MARGINAL STREET SUITE 201
OASIS GARDENS DEVELOPMENT
GUAYNABO
PR
United States
Tel:
1-787-407-6652
G*********@******************E
(Full email address available in API data)
Regulatory Contact
MARIELA TORRES
COMPLIANCE CONSULTANT
LOT K-2 MARGINAL STREET SUITE 201
OASIS GARDENS DEVELOPMENT
GUAYNABO
PR
United States
Tel:
787-425-0036
M*************@******************E
(Full email address available in API data)
Industry Affiliates
| VAUBAN INTERNATIONAL BANK | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAPEROUSE LTD | Foreign Entity | – | SHAREHOLDER | 07/2019 | > 75% |
| Francois-Poncet, Hubert, Jean Andre | Individual | – | CHAIRMAN | 07/2019 | < 5% |
| Francois-Poncet, Hubert, Jean Andre | Individual | LAPEROUSE LTD | SHAREHOLDER | 06/2015 | > 75% |
| Velazquez Rosa, Goel, Andres | Individual | – | MANAGER/ CFO/ CCO/ INVESTMENT ADVISOR REPRESENTATIVE | 01/2020 | < 5% |