CLEVERALPHA
CLEVERALPHA ASSET MANAGEMENT, LLC Legal Name
Adviser information for CLEVERALPHA last updated from Form ADV on February 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $10.3M |
| Non-Discretionary | 0 | $0 |
| Total | 30 | $10.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $1.1M |
| HNW Individuals | 8 | $9.2M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-117634 |
|---|---|
| SEC ERA File Number | 801-117634 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301620 |
| Legal Entity Identifier | None |
Principal Office
5155 WEST ROSECRANS AVENUESUITE 248
HAWTHORNE
CA
United States
Monday - Friday, 6:30AM-2:30PM
Tel: 310-293-7837, Fax: None
Websites
Chief Compliance Officer
RICHARD CABANES
CEO/CCO
CABANES
3005 WALNUT AVENUE
MANHATTAN BEACH
CA
United States
Tel:
4152186067
R*******@**************M
(Full email address available in API data)
Regulatory Contact
LUCIO "LU" FLORES
CTO
518 MARINE AVENUE
MANHATTAN BEACH
CA
United States
Tel:
3109945192
L****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLORES, LUCIO, ISMAEL | Individual | – | CHIEF TECHNOLOGY OFFICER | 06/2016 | 25-50% |
| Clark, Duncan, Andrew | Individual | – | LEAD DATA SCIENTIST | 06/2019 | 5-10% |
| Cabanes, Richard | Individual | – | CEO / CHIEF COMPLIANCE OFFICER | 04/2020 | 50-75% |
| Isbell, John | Individual | – | DIRECTOR OF MARKETING | 06/2019 | < 5% |
| ERNST, MICHAEL, PATRICK | Individual | – | CONSULTING WEALTH MANAGER | 04/2020 | < 5% |
| VTC HOLDINGS II, LLC | Domestic Entity | – | INVESTOR | 08/2023 | 10-25% |
| GATO SYSTEMS, LLC | Domestic Entity | – | INVESTOR | 08/2023 | 10-25% |