Hedge Fund Database

RIVERWATER PARTNERS LLC

Adviser information for RIVERWATER PARTNERS LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Wisconsin, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 353 $159.7M
Non-Discretionary 192 $712.1M
Total 545 $871.7M

Clients

Type Number RAUM
Individuals 62 $8.0M
HNW Individuals 106 $431.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 5 $347.9M
Charitable organizations 14 $57.6M
State or municipal gov entities 0 $0
Other investment advisers 5 $26.8M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $146,708
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly charges

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 548,476
Both for Same 0
Portfolio Manager to Program Sponsor
PRIVATE WEALTH MANAGEMENT PROGRAMNET ENVESTNET PMC

Identifiers

SEC RIA File Number 801-117635
SEC ERA File Number 801-117635
SEC CIK Numbers 1882572
SEC CRD Numbers 283540
Legal Entity Identifier None

Principal Office

1433 N. WATER STREET
SUITE 303
MILWAUKEE
WI
United States
Monday - Friday, 8AM - 5PM
Tel: 414-858-8000, Fax: None

Websites

www.riverwaterpartners.com www.facebook.com/riverwaterpartners/ www.linkedin.com/company/riverwater-partners-llc www.riverwaterblue.com www.facebook.com/riverwater_blue www.youtube.com/channel/uchduhbrevrviaxpzvnlykta www.instagram.com/riverwaterblue www.instagram.com/riverwater_partners

Chief Compliance Officer

MANOJ (TITO) POMBRA
1433 N. WATER STREET
SUITE 303
MILWAUKEE
WI
United States
Tel: 650-703-2159
Fax: 314-787-1507
(Full email address available in API data)

Regulatory Contact

LAURA PECK
1433 N. WATER STREET
SUITE 303
MILWAUKEE
WI
United States
Tel: 4142327957
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PECK, ADAM, JONATHAN Individual – MEMBER AND CHIEF INVESTMENT OFFICER 02/2016 25-50%
PECK, LAURA, LEIGH Individual – MEMBER 05/2016 25-50%
DRVARIC, MATTHEW, MICHAEL Individual – PARTNER 06/2016 < 5%
WAIT, GREGORY, DEAN Individual – PARTNER 09/2019 < 5%
BOHLEN, CYNTHIA, KAY Individual – CHIEF MINDFULNESS OFFICER 09/2019 < 5%
POMBRA, MANOJ, KUMAR Individual – CHIEF COMPLIANCE OFFICER 09/2023 < 5%

No. Employees, Historic

2010020192020202120222023202420257 on 10/15/20197 on 10/24/20197 on 3/30/20207 on 3/30/20207 on 4/20/20207 on 4/23/20207 on 6/30/20207 on 10/23/20207 on 3/25/202111 on 3/17/202211 on 6/15/202211 on 8/19/202211 on 11/8/202211 on 3/23/202311 on 4/5/202311 on 5/24/202311 on 9/20/202312 on 3/1/202412 on 3/14/2024

RAUM, Historic

900M450M02019202020212022202320242025569989225 on 10/15/2019569989225 on 10/24/2019595852111 on 3/30/2020595852111 on 3/30/2020595852111 on 4/20/2020595852111 on 4/23/2020595852111 on 6/30/2020595852111 on 10/23/2020749142810 on 3/25/2021894906446 on 3/17/2022894906446 on 6/15/2022894906446 on 8/19/2022894906446 on 11/8/2022746659835 on 3/23/2023746659835 on 4/5/2023746659835 on 5/24/2023746659835 on 9/20/2023871740008 on 3/1/2024871740008 on 3/14/2024

No. Clients, Historic

3001500201920202021202220232024202571 on 10/15/201971 on 10/24/2019125 on 3/30/2020125 on 3/30/2020125 on 4/20/2020125 on 4/23/2020125 on 6/30/2020125 on 10/23/2020146 on 3/25/2021176 on 3/17/2022176 on 6/15/2022176 on 8/19/2022176 on 11/8/2022204 on 3/23/2023204 on 4/5/2023204 on 5/24/2023204 on 9/20/2023194 on 3/1/2024194 on 3/14/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
A-MARK PRECIOUS METALS INC COM 299K 9K –
ACCENTURE PLC IRELAND SHS CLASS A 363K 1K –
ADOBE INC COM 351K 632 –
AGILENT TECHNOLOGIES INC COM 558K 4K –
AGNICO EAGLE MINES LTD COM 218K 3K –
ALERUS FINL CORP COM 287K 15K –
ALPHABET INC CAP STK CL C 720K 4K –
ALPHABET INC CAP STK CL A 3M 14K –
AMAZON COM INC COM 585K 3K –
AMDOCS LTD SHS 649K 8K –
AMERICAN TOWER CORP NEW COM 304K 2K –
AMKOR TECHNOLOGY INC COM 1M 31K –
AMPHENOL CORP NEW CL A 379K 6K –
ANIKA THERAPEUTICS INC COM 404K 16K –
APPLE INC COM 916K 4K –
APPLIED INDL TECHNOLOGIES IN COM 223K 1K –
ARAMARK COM 512K 15K –
ARCH CAP GROUP LTD ORD 386K 4K –
ARIS WATER SOLUTIONS INC CLASS A COM 338K 22K –
ARROW ELECTRS INC COM 218K 2K –
ATKORE INC COM 2M 14K –
AVERY DENNISON CORP COM 661K 3K –
AZZ INC COM 1M 15K –
BEACON ROOFING SUPPLY INC COM 301K 3K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BJS WHSL CLUB HLDGS INC COM 1M 13K –
BLACKROCK INC COM 406K 516 –
BOOKING HOLDINGS INC COM 701K 177 –
BOSTON SCIENTIFIC CORP COM 235K 3K –
BRIDGEWATER BANCSHARES INC COM 207K 18K –
BROADCOM INC COM 242K 151 –
CALERES INC COM 231K 7K –
CARLISLE COS INC COM 1M 3K –
CARLYLE GROUP INC COM 868K 22K –
CARMAX INC COM 539K 7K –
CARRIER GLOBAL CORPORATION COM 537K 9K –
CDW CORP COM 216K 965 –
CENTRUS ENERGY CORP CL A 370K 9K –
CHARLES RIV LABS INTL INC COM 1M 6K –
CHEVRON CORP NEW COM 324K 2K –
CIENA CORP COM NEW 1M 26K –
CNX RES CORP COM 2M 65K –
COASTAL FINL CORP WA COM NEW 381K 8K –
CONSTELLATION ENERGY CORP COM 520K 3K –
CORE & MAIN INC CL A 247K 5K –
CORNING INC COM 664K 17K –
COSTCO WHSL CORP NEW COM 735K 865 –
CRA INTL INC COM 426K 2K –
CROCS INC COM 2M 11K –
CROWDSTRIKE HLDGS INC CL A 208K 543 –
CULLEN FROST BANKERS INC COM 787K 8K –
CYBIN INC COM 5K 20K –
DANAHER CORPORATION COM 978K 4K –
DIAMONDBACK ENERGY INC COM 362K 2K –
DOLLAR GEN CORP NEW COM 630K 5K –
DOLLAR TREE INC COM 401K 4K –
DONALDSON INC COM 272K 4K –
DUPONT DE NEMOURS INC COM 314K 4K –
ECOLAB INC COM 695K 3K –
ELI LILLY & CO COM 986K 1K –
EOG RES INC COM 321K 3K –
EQUIFAX INC COM 307K 1K –
EVERCORE INC CLASS A 2M 8K –
EXELON CORP COM 281K 8K –
FEDERAL AGRIC MTG CORP CL C 2M 11K –
FERGUSON PLC NEW SHS 769K 4K –
FIRST BUSINESS FINL SVCS INC COM 477K 13K –
FIRST SOLAR INC COM 367K 2K –
FISERV INC COM 656K 4K –
FORTUNE BRANDS INNOVATIONS I COM 285K 4K –
FRESENIUS MEDICAL CARE AG SPONSORED ADR 241K 13K –
GARTNER INC COM 348K 774 –
GATES INDL CORP PLC ORD SHS 246K 16K –
GENPACT LIMITED SHS 344K 11K –
GOLDMAN SACHS PHYSICAL GOLD UNIT 683K 30K –
GRAND CANYON ED INC COM 2M 13K –
HAEMONETICS CORP MASS COM 1M 16K –
HARVARD BIOSCIENCE INC COM 302K 106K –
HENRY SCHEIN INC COM 309K 5K –
HOLOGIC INC COM 424K 6K –
HOME DEPOT INC COM 267K 775 –
HOULIHAN LOKEY INC CL A 336K 2K –
HUDSON TECHNOLOGIES INC COM 153K 17K –
ICF INTL INC COM 2M 14K –
INSIGHT ENTERPRISES INC COM 349K 2K –
INTERCONTINENTAL EXCHANGE IN COM 702K 5K –
INTERDIGITAL INC COM 2M 14K –
INTERNATIONAL MNY EXPRESS IN COM 309K 15K –
INTERPUBLIC GROUP COS INC COM 241K 8K –
INTUIT COM 465K 708 –
IRADIMED CORP COM 467K 11K –
IRIDIUM COMMUNICATIONS INC COM 448K 17K –
ISHARES TR RUSSELL 2000 ETF 558K 3K –
ISHARES TR ESG AWARE MSCI 411K 11K –
ISHARES TR S&P 500 VAL ETF 284K 2K –
ISHARES TR EAFE VALUE ETF 5M 88K –
ISHARES TR 10-20 YR TRS ETF 572K 6K –
ISHARES TR 20 YR TR BD ETF 223K 2K –
ISHARES TR ESG AWR MSCI USA 608K 5K –
ISHARES TR NATIONAL MUN ETF 413K 4K –
JONES LANG LASALLE INC COM 1M 5K –
JPMORGAN CHASE & CO COM 343K 2K –
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 408K 16K –
KRANESHARES TRUST GLOBAL CARB STRA 2M 68K –
L3HARRIS TECHNOLOGIES INC COM 408K 2K –
LEMAITRE VASCULAR INC COM 601K 7K –
LIMONEIRA CO COM 3M 136K –
LINDE PLC SHS 695K 2K –
LOUISIANA PAC CORP COM 805K 10K –
MARCUS CORP DEL COM 163K 14K –
MARSH & MCLENNAN COS INC COM 205K 972 –
MASCO CORP COM 582K 9K –
MASTERCARD INCORPORATED CL A 540K 1K –
MAYVILLE ENGR CO INC COM 591K 35K –
MERCK & CO INC COM 212K 2K –
META PLATFORMS INC CL A 332K 659 –
MICRON TECHNOLOGY INC COM 495K 4K –
MICROSOFT CORP COM 2M 4K –
MODINE MFG CO COM 2M 23K –
MORGAN STANLEY COM NEW 400K 4K –
NEWPARK RES INC COM PAR $.01NEW 657K 79K –
NEXTERA ENERGY INC COM 620K 9K –
NIKE INC CL B 333K 4K –
NNN REIT INC COM 542K 13K –
NORTHERN TR CORP COM 314K 4K –
NVENT ELECTRIC PLC SHS 402K 5K –
NVIDIA CORPORATION COM 737K 6K –
OMNICOM GROUP INC COM 401K 4K –
ONEMAIN HLDGS INC COM 214K 4K –
ORACLE CORP COM 522K 4K –
OREILLY AUTOMOTIVE INC COM 448K 424 –
OTIS WORLDWIDE CORP COM 284K 3K –
OWENS CORNING NEW COM 431K 2K –
PACCAR INC COM 624K 6K –
PACIRA BIOSCIENCES INC COM 222K 8K –
PERELLA WEINBERG PARTNERS CLASS A COM 482K 30K –
PERION NETWORK LTD SHS NEW 157K 19K –
PFIZER INC COM 288K 10K –
PHILLIPS 66 COM 555K 4K –
PINNACLE WEST CAP CORP COM 1M 14K –
PLEXUS CORP COM 838K 8K –
PNC FINL SVCS GROUP INC COM 544K 4K –
POOL CORP COM 293K 953 –
PRIMERICA INC COM 248K 1K –
PROGRESSIVE CORP COM 1M 7K –
PULTE GROUP INC COM 245K 2K –
QUALCOMM INC COM 205K 1K –
QUEST DIAGNOSTICS INC COM 1M 10K –
ROBERT HALF INC. COM 255K 4K –
S&P GLOBAL INC COM 417K 935 –
SCHLUMBERGER LTD COM STK 219K 5K –
SCHWAB CHARLES CORP COM 1M 18K –
SCHWAB STRATEGIC TR US BRD MKT ETF 212K 3K –
SIMPSON MFG INC COM 341K 2K –
SKECHERS U S A INC CL A 358K 5K –
SMITH & NEPHEW PLC SPDN ADR NEW 266K 11K –
SMUCKER J M CO COM NEW 707K 6K –
SONY GROUP CORP SPONSORED ADR 306K 4K –
STERIS PLC SHS USD 874K 4K –
SYSCO CORP COM 410K 6K –
TACTILE SYS TECHNOLOGY INC COM 270K 23K –
TE CONNECTIVITY LTD SHS 401K 3K –
TECHTARGET INC COM 350K 11K –
TECNOGLASS INC ORD SHS 3M 52K –
TEXAS INSTRS INC COM 432K 2K –
THERMO FISHER SCIENTIFIC INC COM 967K 2K –
TJX COS INC NEW COM 824K 7K –
TRUST FOR PROFESSIONAL MANAG CONVERGENCE LNG 14M 652K –
UNILEVER PLC SPON ADR NEW 529K 10K –
UNION PAC CORP COM 441K 2K –
UNITEDHEALTH GROUP INC COM 1M 2K –
UNITIL CORP COM 434K 8K –
UNIVERSAL TECHNICAL INST INC COM 217K 14K –
US BANCORP DEL COM NEW 263K 7K –
VALVOLINE INC COM 284K 7K –
VANGUARD INDEX FDS TOTAL STK MKT 401K 2K –
VEECO INSTRS INC DEL COM 3M 58K –
VERISIGN INC COM 226K 1K –
VERISK ANALYTICS INC COM 413K 2K –
VISA INC COM CL A 902K 3K –
WESTERN ALLIANCE BANCORP COM 2M 29K –
XYLEM INC COM 327K 2K –
ZEBRA TECHNOLOGIES CORPORATI CL A 351K 1K –
ZIMMER BIOMET HOLDINGS INC COM 232K 2K –
ZIONS BANCORPORATION N A COM 216K 5K –
ZOETIS INC CL A 417K 2K –